Investors apparently complained about securities broker Victoria Leigh Pierce (also known as Victoria Wightman Pierce) [CRD: 1311269, New York, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Pierce joined J.P. Morgan Securities LLC on February 15, 2013, serving both as a securities broker and financial advisor. Below, you […]

Investors potentially experienced sales practice violations because of securities broker Mark Connolly [CRD: 4443644, Fort Worth, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Connolly joined Wells Fargo Clearing Services LLC and Wells Fargo Advisors on January 1, 2008, operating out of Fort Worth and Colleyville, Texas. Below, you can learn more […]

Investors potentially experienced sales practice violations due to securities broker Aubrey Dexter Parker [CRD: 2454088, Stone Mountain, Georgia], according to publicly available information on FINRA BrokerCheck. Parker worked for Wells Fargo Clearing Services LLC from December 15, 2010 to July 14, 2025. Below, you can learn more about the disclosures involving Parker, including investor complaints […]

Investors potentially experienced sales practice violations due to securities broker George John Cairnes (also known as George Cairnes) [CRD: 4068906, Houston, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. George Cairnes worked for Wells Fargo Clearing Services LLC from January 3, 2011 to July 24, 2023, and later at Chelsea Financial Services […]

Investors may have incurred losses because of securities broker Donna Patrice Bromfield-Day [CRD: 5480459, Manor, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Donna Bromfield-Day has worked with Wells Fargo Clearing Services LLC and Wells Fargo Advisors since December 1, 2014, operating out of offices in Fort Worth, Texas, and Austin, Texas. […]

Investors may have incurred losses due to securities broker Marcial A. Vargas [CRD: 5953263, Redwood City, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Marcial Vargas worked for Wells Fargo Clearing Services LLC from August 15, 2014, to June 30, 2022, and has worked with Ameriprise Financial Services LLC in Redwood City […]

Investors potentially experienced sales practice violations due to securities broker Wilson Kwok [CRD: 5083791, South San Francisco, California], based on publicly available information reported on FINRA BrokerCheck. Wilson Kwok has worked with Wells Fargo Clearing Services LLC since January 3, 2011, and with Wells Fargo Advisors since August 9, 2013. Read on to find out […]

Investors potentially experienced sales practice violations due to securities broker Jaime Estrada (also known as Jaime Achille Estrada, Jimmy Achille Estrada) [CRD: 5852546, Walnut Creek, California], based on disclosures on FINRA BrokerCheck. Evidently, Estrada worked for Wells Fargo Clearing Services LLC from November 22, 2010, to December 16, 2022. As of December 16, 2022, he […]

Investors potentially experienced losses because of securities broker Iliasser Robin Arias (also known as Robin Arias) [CRD: 3199210, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Arias has been registered with Wells Fargo Clearing Services LLC and Wells Fargo Advisors—both located at 280 Park Avenue and 460 Broadway […]