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February 29, 2024
Forrest Wester Barred By FINRA, Involved In Wells Fargo Client Disputes

Some investors have potentially experienced damages because of securities broker Forrest Addington Wester (also known as Forrest Wester) [CRD: 2559502, Midland, Texas], according to regulatory sanctions and investor disputes disclosed on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Wester was previously registered as a financial advisor and securities broker, with his last registration at Wells […]

February 1, 2024
Wells Fargo Dispute Involving Steven Hill

Soreide Law Group is investigating potential claims for investors who have sustained losses attributed to Steven Andrew Hill (also known as Andy Hill) [CRD: 4606358, Atwater, California]. Hill has been registered with Wells Fargo Clearing Services LLC since January 3, 2011. He faces several investor allegations, including misrepresentation and unauthorized investments. By reading further, you'll […]

January 24, 2024
Kenneth Welsh In Wells Fargo Client Dispute

Securities broker Kenneth Andrews Welsh [CRD: 4657872, Fairfield, New Jersey] is currently facing investor disputes, according to FINRA BrokerCheck. Evidently, he worked for Wells Fargo from 2012 to 2021. Soreide Law Group is investigating potential claims on behalf of investors who might have suffered financial losses linked to Welsh's practices. Here’s more on the investor […]

July 28, 2023
FINRA Suspended Lisa Idlett

Soreide Law Group is investigating possible investor claims against Lisa Maria Idlett (CRD: 2932198, Carteret, New Jersey). Notably, FINRA sanctioned the securities broker, who worked for Wells Fargo Clearing Services LLC. Allegedly, Ilett failed to timely comply with an investigation into possible violations of FINRA rules. Here is a brief summary of FINRA’s allegations against […]

July 2, 2023
Investor Dispute About Vincent Weir

Soreide Law Group is investigating possible investor claims against securities broker Vincent Maley Weir (CRD: 3118881, Houston, Texas). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Wells Fargo Clearing Services LLC. Supposedly, one or more individuals claim that Weir made unsuitable recommendations. […]

April 22, 2023
Robert Palatella Facing Allegations Of Failure To Follow Instructions

Soreide Law Group has learned of possible investor claims against securities broker Robert John Palatella (CRD: 1492207, La Jolla, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Wells Fargo Clearing Services LLC. Evidently, investors allege sales practice violations in these disputes, […]

April 15, 2023
Investors Complain About David Crossan

Investors complained about securities broker David Fleming Crossan (CRD: 2537752, Manchester, New Jersey). Notably, the securities broker, who worked for Wells Fargo Clearing Services LLC, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Namely, Wells Fargo Clearing Services LLC clients allege that Crossan breached a fiduciary duty and gave unsuitable advice, among other […]

February 23, 2023
Investors File Disputes About Mark Tuller

Soreide Law Group is investigating possible investor claims against securities broker Mark Tuller (also known as Mark Whitney Tuller) [CRD: 1886487, Marietta, GA]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for Wells Fargo Clearing Services LLC. Notably, investors allege sales practice violations in these disputes, […]

February 10, 2023
Investors File Disputes About Aaron Brewer

Soreide Law Group is investigating possible investor claims against securities broker Aaron Brewer (also known as Aaron Weston Brewer) [CRD: 5451527, New York, NY]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for J.P. Morgan Securities LLC. Notably, investors allege sales practice violations in these disputes, […]

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