Securities Broker John Kellar Might Have Caused Investor Losses Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports six investor disputes on the BrokerCheck report of securities broker John P. Kellar (CRD#: 1436046, Naples, Florida). Namely, investors who brought disputes indicate that Kellar, who presently works for Wells Fargo, seemingly sold unsuitable investments causing losses. […]

FINRA Bars Peter Ianace For Violating FINRA Rules The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Peter V. Ianace (CRD#: 3238078, Plano, Texas). Significantly, the financial industry watchdog took away Ianace’s ability to be a securities broker for a FINRA firm, which includes nearly all major securities firms in […]

Broker Scott Reed Possibly Recommended Bad Investments To Wells Fargo Clients The investment loss recovery lawyers at Soreide Law Group are investigating allegations of sales practice violations voiced by clients of Scott Reed (CRD#: 3007033, Scottsdale, Arizona). Apparently, Wells Fargo Clearing Services – the firm who he worked for from 2016 to 2020 – accepted […]

Barred Broker Paul Pitsironis Involved In Investor Disputes Investor Alert! Clients of Janney Montgomery Scott and Wells Fargo are filing disputes about financial advisor Apostolos “Paul” Pitsironis (CRD#: 2804907, Melville, New York). In fact, Soreide Law Group reviewed Pitsironis’ BrokerCheck Profile which shows 9 adverse disclosures. Namely, at least 7 investors from Janney Montgomery Scott […]

Broker Jon Lake Suspended By FINRA, Terminated By Wells Fargo Soreide Law Group is reviewing possible investor claims against securities broker Jonathan R. Lake [CRD#: 1385504, Westport, Connecticut]. Apparently, FINRA suspended the securities broker from November 11, 2019 to March 11, 2020. Not only that, but Wells Fargo Clearing Services terminated him and his clients […]

Broker Gregory Pease Allegedly Made Unsuitable Trades, Churned Accounts Investors are coming forward with disputes about Gregory T. Pease [CRD#: 2416561, Hoboken, New Jersey]. Evidently, the securities broker, who associated with Merrill Lynch, Morgan Stanley, Wells Fargo and International Assets Advisory, reports a whopping 10 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Mainly, […]

Wells Fargo's Sanjay Mathur Supposedly Sold Unsuitable And Misrepresented Investments Soreide Law Group is reviewing possible investor claims against Wells Fargo securities broker Sanjay Mathur [CRD#: 1144243, Newport Beach California]. Evidently, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that at least 5 clients raised serious concerns about the securities broker, who joined Wells Fargo Advisors […]

Clients Take Aim At Jeff Eiler For Suitability Investors are alleging investment losses because of the securities business of Jeff Eiler [CRD#: 1028716, Fort Lauderdale, Florida]. Supposedly, the securities broker, who joined Wells Fargo on February 17, 2006, discloses 12 investor disputes reported on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Notably, Wells Fargo clients indicate […]

Losses From MICHAEL FISHER, WELLS FARGO? Soreide Law Group is investigating possible claims on behalf of investors against prior Wells Fargo Advisors, LLC representative Michael Fisher (CRD#: 4056114, Melville, New York). Fisher, who worked for Wells Fargo from 2012 to 2016 and who since affiliated with Ameriprise Financial Services, discloses through FINRA BrokerCheck that four […]