Securities Broker Adam Summers Terminated By Stifel Nicolaus, Referenced In Investor Dispute Soreide Law Group provides you with an update on securities broker Adam Petersen Summers (CRD#: 5587343, Frankfort, Illinois). It appears on Financial Industry Regulatory Authority (FINRA) BrokerCheck that Summers worked for securities firms Wells Fargo Clearing Services LLC (October 2010 to January 2021), […]

Clients Of Wells Fargo, Ameriprise File Disputes About Broker Jon Mirer Evidently, as of 2020, two additional investor disputes are reported on the FINRA BrokerCheck profile of securities broker Jonathan Ben Mirer, who goes by "Jon Mirer" (CRD#: 336638, Henderson, Nevada). Evidently, Mirer worked for securities firms, including Wells Fargo Advisors LLC (2003 to 2016) […]

Wells Fargo, SunTrust Investors File Disputes About Securities Broker Raul Benitez The Financial Industry Regulatory Authority (FINRA) discloses through BrokerCheck that investors filed disputes about securities broker Raul Jorge Benitez (CRD#: 4457185, Aventura, Florida). Particularly, four investors filed complaints, and allegations in one or more of them include misrepresentation and suitability. Here’s more on these […]

Wells Fargo, Dougherty Clients File Suitability Disputes Involving Broker Jeffrey Hill Soreide Law Group is reviewing potential investor lawsuits to be brought against securities broker Jeffrey Alan Hill (CRD#: 2204945, Bemidji, Minnesota). Evidently, FINRA sanctioned Hill several times for misconduct. Not only that, but 8 investors disputed his sales practices. Let’s take a brief look […]

Broker John Hoekman Involved In Wells Fargo, Stephens Investor Disputes Alleging Unsuitable Advice Soreide Law Group provides you with this update in regard to the investor disputes on the public record of securities broker John William Hoekman (CRD#: 2455445, New York, New York). In particular, 8 investors disputed the sales practices of Hoekman. Investors make […]

Wells Fargo's Nelson Polun Is Barred By FINRA Soreide Law Group has come across the FINRA BrokerCheck profile of securities broker Nelson Michael Polun (CRD#: 365420, Bel Air, Maryland), and it shows some concerning information. Specifically, FINRA removed Polun as a securities broker per a February 2021 bar. Not only that, but investors disputed his […]

Wells Fargo Clients File Disputes In Regard To David Logsdon The Financial Industry Regulatory Authority (“FINRA”) indicates that investors filed disputes about securities broker David Michael Logsdon (CRD#: 4178266, Hailey, Idaho). Namely, there are five disputes reported on Logsdon’s record alleging sales practice violations. In addition, FINRA issued a fine and suspension to Logsdon for […]

Securities Broker Sam Aziz Allegedly Made Excessive, Unsuitable Trades In Wells Fargo Investor Accounts Investor Alert! FINRA BrokerCheck shows that investors brought lawsuits alleging sales practice violations by barred broker Sam Aziz (Sam Yehya, Sam Azizieh) (CRD#: 1721932, Dublin, Ohio). Evidently, Aziz worked for Wells Fargo (2012 to 2015), Coastal Equities (2015 to 2018) and […]

Broker Shahida Hossain Terminated From RBC, Involved In Wells Fargo Investor Disputes Soreide Law Group provides you with this Investor Alert in regard to securities broker Shahida Arunima Hossain (CRD#: 2783839, Chicago, Illinois), who also goes by the name Shahida Syeda. Just in May 2020, RBC Capital Markets disaffiliated with the broker. In addition, two […]