July 5, 2024

Tamara Glenn Involved In Essex Investor Disputes

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Investors possibly experienced losses because of securities broker Tamara Ann Glenn (also known as Tamara Ann Dawson, Tamara Ann Gallegos, and Tamara Haselby) [CRD: 4324857, East Lansing, Michigan], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Tamara Glenn worked for LPL Financial LLC from June 13, 2023, to January 25, 2024; Sigma Financial Corporation from January 21, 2022, to June 14, 2023; Securian Financial Services Inc. from September 6, 2018, to January 24, 2022; Fifth Third Securities Inc. from September 20, 2017, to August 30, 2018; and Infinex Investments Inc. from July 1, 2016, to September 12, 2017. Read below for additional information about Tamara Glenn’s disclosures.

Essex National Securities LLC Investor Accused Glenn Of Suitability Disputes

Particularly, on January 5, 2024, an Essex National Securities LLC client filed FINRA Arbitration No. 23-03243 about Tamara Glenn. Supposedly, Glenn made unsuitable recommendations regarding an alternative investment in HTI. Because of this, the client allegedly sustained damages. Therefore, the client requested $35,000 in compensation from Essex National Securities LLC or Tamara Glenn. Evidently, this arbitration is pending a resolution.

Tamara Glenn Disclosed Unsuitable Recommendations Allegations By Essex National Securities LLC Client

Also, a client of Essex National Securities LLC contested Tamara Glenn’s sales practices by filing FINRA Arbitration No. 23-02798 on October 10, 2023. Allegedly, Glenn gave unsuitable advice. It appears that Glenn caused the client to sustain damages on real estate securities. As a result, the client seeks compensation from Essex National Securities LLC or Glenn in the amount of $50,000 in this ongoing matter.

Investor Accused Tamara Glenn Of Unsuitable Advice

Particularly, on February 3, 2022, an Essex National Securities LLC client filed a complaint about Tamara Glenn. Supposedly, Glenn made unsuitable recommendations. Because of this, the client allegedly sustained damages on REITs. Therefore, the client requested $30,000 in compensation from Essex National Securities LLC or Glenn. The firm denied this complaint.

Glenn Disclosed Allegations By Infinex Investments Inc. Client

In addition, a client of Infinex Investments Inc. contested Tamara Glenn’s sales practices by filing FINRA Arbitration: No. 19-00669. Allegedly, Glenn sold unsuitable real estate investment trusts. So, Infinex Investments Inc. opted to settle the matter on April 23, 2019, by compensating the client in the amount of $5,000.

Losses Because Of Glenn?

Have you experienced losses because of any sales practice violation by financial advisor / securities broker Tamara Glenn? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Glenn and the brokerage firms Glenn worked for deny accusations of sales practice violations.

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