Investors possibly experienced losses because of securities broker Tamara Ann Glenn (also known as Tamara Ann Dawson, Tamara Ann Gallegos, and Tamara Haselby) [CRD: 4324857, East Lansing, Michigan], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Tamara Glenn worked for LPL Financial LLC from June 13, 2023, to January 25, 2024; Sigma Financial Corporation from January 21, 2022, to June 14, 2023; Securian Financial Services Inc. from September 6, 2018, to January 24, 2022; Fifth Third Securities Inc. from September 20, 2017, to August 30, 2018; and Infinex Investments Inc. from July 1, 2016, to September 12, 2017. Read below for additional information about Tamara Glenn’s disclosures.
Particularly, on January 5, 2024, an Essex National Securities LLC client filed FINRA Arbitration No. 23-03243 about Tamara Glenn. Supposedly, Glenn made unsuitable recommendations regarding an alternative investment in HTI. Because of this, the client allegedly sustained damages. Therefore, the client requested $35,000 in compensation from Essex National Securities LLC or Tamara Glenn. Evidently, this arbitration is pending a resolution.
Also, a client of Essex National Securities LLC contested Tamara Glenn’s sales practices by filing FINRA Arbitration No. 23-02798 on October 10, 2023. Allegedly, Glenn gave unsuitable advice. It appears that Glenn caused the client to sustain damages on real estate securities. As a result, the client seeks compensation from Essex National Securities LLC or Glenn in the amount of $50,000 in this ongoing matter.
Particularly, on February 3, 2022, an Essex National Securities LLC client filed a complaint about Tamara Glenn. Supposedly, Glenn made unsuitable recommendations. Because of this, the client allegedly sustained damages on REITs. Therefore, the client requested $30,000 in compensation from Essex National Securities LLC or Glenn. The firm denied this complaint.
In addition, a client of Infinex Investments Inc. contested Tamara Glenn’s sales practices by filing FINRA Arbitration: No. 19-00669. Allegedly, Glenn sold unsuitable real estate investment trusts. So, Infinex Investments Inc. opted to settle the matter on April 23, 2019, by compensating the client in the amount of $5,000.
Have you experienced losses because of any sales practice violation by financial advisor / securities broker Tamara Glenn? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Glenn and the brokerage firms Glenn worked for deny accusations of sales practice violations.
Investors potentially experienced losses because of securities broker Julie Anne Darrah (also known as Julie Banuelos) [CRD: 2102014, Orcutt, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Julie Darrah worked for Mutual Securities Inc. from June 28, 2013, to January 4, 2022. Here’s more about the securities broker’s disclosures. Mutual Securities Inc. […]
Investors apparently complained about securities broker Jorge Menendez [CRD: 5138358, Miami, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Menendez has worked for Citigroup Global Markets Inc. since November 21, 2013, working at Citi Retail Banking in Miami, Florida, and CWM Retail, Sales in Doral, Florida. Read on to learn more about […]
Investors might have received losses due to securities broker Jonna Doris Keller (also known as Jonna Doris Edelmayer and as Jonna Doris Hansen) [CRD: 1983864, Sarasota, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Keller has worked for Osaic Wealth Inc. since September 1, 2023. Previously, Keller worked for SagePoint Financial Inc. […]
Phone:
Fax: 1-954-760-6553
Email: [email protected]