Investors might have sustained losses due to securities broker Tammy Tenney Paquette (also known as Tammy G. Tenney) [CRD: 5110668, Tucson, Arizona], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Tammy Paquette worked for LPL Financial LLC from April 19, 2012, to the present, and was also registered as a financial advisor with the firm beginning June 30, 2023. Keep reading to discover more about disclosures involving this securities broker.
Particularly, an LPL Financial LLC client filed FINRA Arbitration No. 24-00296 about Tammy Paquette. Primarily, the client alleged that Paquette made unsuitable recommendations. Supposedly, investments did not align with the client’s objectives and risk tolerance. Because of this, the client allegedly incurred damages connected to real estate securities. Consequently, on May 6, 2025 LPL Financial LLC settled this matter by paying the client $19,000 in damages.
Also, a client of Edward Jones contested Tammy Paquette’s sales practices by filing FINRA Arbitration No. 09-01265. Allegedly, Paquette made misrepresentations, made unsuitable recommendations, was negligent, and breached her fiduciary duty. It appears that Paquette allegedly caused the client to sustain damages associated with variable annuities. As a result, Edward Jones opted to settle the matter on December 8, 2009, by compensating the client in the amount of $3,000.
Did you suffer any investment-related losses because of Tammy Paquette? You can contact Soreide Law Group online or at (888) 760-6552 and speak to a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for many investors throughout the US. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Paquette and brokerage firms Paquette worked for deny any allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
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