Investors might have sustained losses due to securities broker Tammy Tenney Paquette (also known as Tammy G. Tenney) [CRD: 5110668, Tucson, Arizona], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Tammy Paquette worked for LPL Financial LLC from April 19, 2012, to the present, and was also registered as a financial advisor with the firm beginning June 30, 2023. Keep reading to discover more about disclosures involving this securities broker.
LPL Financial LLC Investor Accused Paquette Of Unsuitable Recommendations
Particularly, an LPL Financial LLC client filed FINRA Arbitration No. 24-00296 about Tammy Paquette. Primarily, the client alleged that Paquette made unsuitable recommendations. Supposedly, investments did not align with the client’s objectives and risk tolerance. Because of this, the client allegedly incurred damages connected to real estate securities. Consequently, on May 6, 2025 LPL Financial LLC settled this matter by paying the client $19,000 in damages.
Tammy Paquette Disclosed Misrepresentation, Negligence, And Breach Of Fiduciary Duty Allegations By Edward Jones Client
Also, a client of Edward Jones contested Tammy Paquette’s sales practices by filing FINRA Arbitration No. 09-01265. Allegedly, Paquette made misrepresentations, made unsuitable recommendations, was negligent, and breached her fiduciary duty. It appears that Paquette allegedly caused the client to sustain damages associated with variable annuities. As a result, Edward Jones opted to settle the matter on December 8, 2009, by compensating the client in the amount of $3,000.
Did You Sustain Losses Because Of Securities Broker / Financial Advisor Paquette?
Did you suffer any investment-related losses because of Tammy Paquette? You can contact Soreide Law Group online or at (888) 760-6552 and speak to a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for many investors throughout the US. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Paquette and brokerage firms Paquette worked for deny any allegations of sales practice violations.
