Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors apparently complained about securities broker Taylor Wilson Armstrong [CRD: 6984140, Kirkland, Washington], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Taylor Armstrong worked for Aurora Securities from April 28, 2021, to the present, Secure Asset Management, L.L.C. from May 3, 2021, to the present, Concorde Investment Services LLC from March 31, 2020, to April 30, 2021, and Concorde Asset Management LLC from March 31, 2020, to April 30, 2021. See the following information to discover more about the disclosures involving Taylor Armstrong.
Specifically, on March 23, 2026, an Aurora Securities client filed FINRA Arbitration No. 26-00788 about Taylor Armstrong. Primarily, the client alleged that Armstrong made unsuitable recommendations involving real estate securities. Because of this, the client allegedly suffered damages. As a result, the client requested $1,000,000 in compensation from Aurora Securities or Armstrong. BrokerCheck indicates that this arbitration is pending a resolution.
Additionally, a client of Aurora Securities contested Taylor Armstrong’s sales practices by filing FINRA Arbitration No. 26-00570 on March 23, 2026. Allegedly, Armstrong gave unsuitable advice. It appears that Armstrong allegedly caused the client to incur damages on REITs. Therefore, the client seeks compensation from Aurora Securities or Armstrong in the amount of $345,455.14 in this ongoing matter.
Also, on September 5, 2025, an Aurora Securities client filed FINRA Arbitration No. 25-01863 about Taylor Armstrong. Mainly, the client alleged that Armstrong mismanaged investment accounts involving real estate securities. For this reason, the client allegedly experienced damages. Consequently, the client requested $5,000,000 in compensation from Aurora Securities or Armstrong. BrokerCheck shows that this arbitration is ongoing.
Are you concerned about investments you made through Taylor Armstrong? You should contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for individuals throughout the US. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Armstrong and brokerage firms Armstrong worked for deny accusations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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