Investors potentially experienced sales practice violations by securities broker Thomas Barbaccia [CRD: 2905623, North Hills, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Barbaccia has been registered with Osaic Wealth Inc. since June 14, 2024, and previously worked with Securities America Advisors Inc. and Securities America Inc. from June 14, 2022, to June 14, 2024, as well as Lincoln Financial Advisors Corporation from May 1, 2020, to June 15, 2022 (with financial advisor registration there from June 14, 2021, to June 15, 2022). Keep reading to find out more about Barbaccia’s disclosure history.
Evidently, on January 23, 2024, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration No. 24-00154 about Thomas Barbaccia. Primarily, the client alleged that Barbaccia made unsuitable recommendations. For this reason, the client allegedly incurred damages relating to real estate securities. As a result, the client requested $44,000 in compensation from Lincoln Financial Advisors Corporation or Barbaccia. It appears that this arbitration is ongoing.
Also, a client of Lincoln Financial Advisors Corporation contested Thomas Barbaccia’s sales practices, according to a complaint dated May 8, 2017. Allegedly, Barbaccia made misrepresentations and made unsuitable recommendations. It appears that Barbaccia allegedly caused the client to incur damages connected to real estate investment trusts and variable annuities. Consequently, the client sought compensation from Lincoln Financial Advisors Corporation or Barbaccia. However, the firm denied this complaint.
Did you experience losses because of Thomas Barbaccia? Contact Soreide Law Group at (888) 760-6552 or online and speak with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients located throughout the United States. Also, the firm represents investors on a contingency fee basis and advances all costs. Barbaccia and brokerage firms Barbaccia worked for deny accusations of sales practice violations.
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Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]
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