Investors have reportedly disputed the sales practices of securities broker Thomas Gary Justice [CRD: 2786145, San Mateo, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Thomas Justice has been registered with Emerson Equity LLC in San Mateo, California, since November 19, 2020. Previously, he worked for Conover Capital Management in Bellevue, Washington, from March 26, 2018, to November 19, 2020, and for Conover Securities Corporation in Bellevue, Washington, from October 5, 2009, to November 19, 2020. See the following information to discover more about the disclosures involving this broker.
Notably, on August 18, 2025, an Emerson Equity LLC client filed FINRA Arbitration No. 25-01701 about Thomas Justice. Primarily, the client alleged that Justice made unsuitable recommendations and breached his fiduciary duty. For this reason, the client allegedly incurred damages associated with real estate securities. Therefore, the client requested compensatory and punitive damages of at least $1,000,000 in compensation from Emerson Equity LLC or Justice. It appears that this arbitration is pending a resolution.
Additionally, a client of Conover Securities Corporation contested Thomas Justice’s sales practices by filing FINRA Arbitration No. 18-02513. Allegedly, Justice made unsuitable recommendations, overconcentrated accounts, and misrepresented investments. It appears that Justice caused the client to sustain damages connected to direct investments. As a result, Conover Securities Corporation opted to settle the matter on November 19, 2019, by compensating the client in the amount of $80,000.
Do you have concerns or questions regarding investments you made with Thomas Justice? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney concerning a possible recovery of your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Justice and brokerage firms Justice worked for deny accusations of sales practice violations.
Cowen and Company, LLC (CRD 7616), now part of TD Securities (USA) LLC, is a brokerage firm based in New York, New York. FINRA censured and fined the firm a total of $80,000, of which $40,000 is payable to FINRA, according to an AWC issued August 19, 2026.
Webull Financial LLC (CRD 289063) is a brokerage firm based in New York, New York. FINRA censured and fined the firm $115,000 after finding it maintained inaccurate books and records of options order origin codes, according to an AWC issued August 17, 2026.
Marc Miller (CRD 1133692) is a registered representative with Western International Securities. According to BrokerCheck, a customer filed a claim against him on March 3, 2025 that remains pending.
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