Investors potentially experienced sales practice violations by securities broker William Paul Czaplewski (also known as Bill Czaplewski and Billy Czaplewski) [CRD: 2386057, Monona, Wisconsin], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Czaplewski worked for LPL Financial LLC from October 3, 1994, to the present as a broker and from January 3, 1995, to the present as a financial advisor. Read on for a better understanding about the disclosures involving this securities broker.
Notably, an LPL Financial LLC client filed FINRA Arbitration No. 24-00611 about William Czaplewski. Mainly, the client alleged that Czaplewski made unsuitable recommendations involving a 2015 investment that did not align with the client’s risk tolerance and objectives. For this reason, the investor allegedly sustained damages linked to real estate securities. As a result, on May 6, 2025 LPL Financial LLC settled this matter by paying the client $33,000 in damages.
Additionally, a client of LPL Financial LLC disputed Czaplewski’s sales practices, according to a complaint. Allegedly, Czaplewski made unsuitable recommendations. It appears that Czaplewski allegedly caused the client to suffer damages pertaining to REITs. Therefore LPL Financial LLC opted to settle the matter on August 16, 2018, by compensating the client in the amount of $5,000.
Are you concerned about investments you made through William Czaplewski? You should contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of clients throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Czaplewski and brokerage firms Czaplewski worked for deny any accusations of sales practice violations.
JOHN LAWRENCE ALEX (JOHN L ALEX) has been registered both as a broker and financial advisor with MORGAN STANLEY of Morristown, New Jersey, since11/15/2011. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN L ALEX has 36 years of experience in the securities industry and has been registered with 4 firms. Alex […]
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com