Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Investors potentially experienced sales practice violations by securities broker William Paul Czaplewski (also known as Bill Czaplewski and Billy Czaplewski) [CRD: 2386057, Monona, Wisconsin], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Czaplewski worked for LPL Financial LLC from October 3, 1994, to the present as a broker and from January 3, 1995, to the present as a financial advisor. Read on for a better understanding about the disclosures involving this securities broker.
Notably, an LPL Financial LLC client filed FINRA Arbitration No. 24-00611 about William Czaplewski. Mainly, the client alleged that Czaplewski made unsuitable recommendations involving a 2015 investment that did not align with the client’s risk tolerance and objectives. For this reason, the investor allegedly sustained damages linked to real estate securities. As a result, on May 6, 2025 LPL Financial LLC settled this matter by paying the client $33,000 in damages.
Additionally, a client of LPL Financial LLC disputed Czaplewski’s sales practices, according to a complaint. Allegedly, Czaplewski made unsuitable recommendations. It appears that Czaplewski allegedly caused the client to suffer damages pertaining to REITs. Therefore LPL Financial LLC opted to settle the matter on August 16, 2018, by compensating the client in the amount of $5,000.
Are you concerned about investments you made through William Czaplewski? You should contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of clients throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Czaplewski and brokerage firms Czaplewski worked for deny any accusations of sales practice violations.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
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