Investors possibly experienced losses because of securities broker William David Isaacson [CRD: 2418034, Boynton Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, William Isaacson worked for Peak Brokerage Services LLC from September 11, 2020, to December 31, 2023, and Independent Financial Group LLC from May 29, 2013, to September 11, 2020. Here’s more about the securities broker’s disclosures.
Particularly, on September 20, 2023, a Peak Brokerage Services client filed FINRA Arbitration No. 23-02527 about William Isaacson. Supposedly, Isaacson made unsuitable recommendations. Because of this, the client allegedly sustained damages on non-traded real estate investment trusts. Therefore, the client requested $110,000 in compensation from Peak Brokerage Services or Isaacson. Evidently, this arbitration is pending a resolution.
Also, a client of Independent Financial Group contested William Isaacson’s sales practices by filing FINRA Arbitration No. 20-01666. Allegedly, Isaacson made unsuitable recommendations. It appears that Isaacson caused the client to sustain damages on direct investments. Therefore, Independent Financial Group opted to settle the matter on December 3, 2021, by compensating the client in the amount of $10,000.
Did you experience losses because of William Isaacson? If so, get in touch with Soreide Law Group online or at (888) 760-6552 so you can talk to a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Isaacson and brokerage firms Isaacson worked for deny accusations of sales practice violations. Contact Soreide Law Group.
JOHN LAWRENCE ALEX (JOHN L ALEX) has been registered both as a broker and financial advisor with MORGAN STANLEY of Morristown, New Jersey, since11/15/2011. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN L ALEX has 36 years of experience in the securities industry and has been registered with 4 firms. Alex […]
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
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