July 6, 2024

William Isaacson Facing Peak, IFG Client Disputes Concerning Advice

a man holds his head in his hands, a woman holds her head in her hands

Investors possibly experienced losses because of securities broker William David Isaacson [CRD: 2418034, Boynton Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, William Isaacson worked for Peak Brokerage Services LLC from September 11, 2020, to December 31, 2023, and Independent Financial Group LLC from May 29, 2013, to September 11, 2020. Here’s more about the securities broker’s disclosures.

Peak Brokerage Services Client Accused Isaacson Of Unsuitable Recommendations

Particularly, on September 20, 2023, a Peak Brokerage Services client filed FINRA Arbitration No. 23-02527 about William Isaacson. Supposedly, Isaacson made unsuitable recommendations. Because of this, the client allegedly sustained damages on non-traded real estate investment trusts. Therefore, the client requested $110,000 in compensation from Peak Brokerage Services or Isaacson. Evidently, this arbitration is pending a resolution.

William Isaacson Disclosed Unsuitable Advice Allegations By Independent Financial Group Client

Also, a client of Independent Financial Group contested William Isaacson’s sales practices by filing FINRA Arbitration No. 20-01666. Allegedly, Isaacson made unsuitable recommendations. It appears that Isaacson caused the client to sustain damages on direct investments. Therefore, Independent Financial Group opted to settle the matter on December 3, 2021, by compensating the client in the amount of $10,000.

Losses Because Of Isaacson?

Did you experience losses because of William Isaacson? If so, get in touch with Soreide Law Group online or at (888) 760-6552 so you can talk to a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Isaacson and brokerage firms Isaacson worked for deny accusations of sales practice violations. Contact Soreide Law Group.

Recent Posts

July 23, 2024
Christopher McCoy In Calton Client Complaints

Investors potentially sustained damages through securities broker Christopher Joseph McCoy [CRD: 4113108, Montclair, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Not only that, but FINRA sanctioned him for unauthorized trading. Evidently, Christopher McCoy worked for Calton Associates Inc. from August 31, 2012, to December 20, 2022. Below, you’ll find a […]

July 22, 2024
Brian Freeman In Securian Clients’ Complaints

Investors possibly experienced losses because of securities broker Brian Lee Freeman [CRD: 1379227, Newport Beach, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brian Freeman worked for Securian Financial Services Inc. from June 23, 1988, to August 10, 2023. Here’s an overview of Brian Freeman’s disclosures. Securian Financial Services Inc. Investor […]

July 22, 2024
Andrew Komarow Barred By SEC, FINRA

Multiple securities regulators have barred securities broker Andrew M. Komarow [CRD: 5838564, West Hartford, Connecticut], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Andrew Komarow worked for LPL Financial LLC from April 26, 2016, to December 22, 2022, and for Royal Alliance Associates Inc. from December 13, 2022, to January 4, 2023. […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2022 Soreide Law Group, PLLC  |  All Rights Reserved
linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram