Soreide Law Group is investigating potential claims for investors who have encountered losses attributed to William Seibert [CRD#: 2710335, Baton Rouge, Louisiana]. Seibert's professional affiliations include Raymond James Associates Inc., who he joined on February 13, 2013. Notably, FINRA BrokerCheck shows investor complaints against Seibert. Below is a summary of the investor disputes.
A client of Raymond James Associates Inc. initiated FINRA Arbitration No. 23-00114 on January 13, 2023. Namely, the client alleged that William Seibert recommended concentrated investments in high-risk oil and gas sectors, making them unsuitable for the client's profile. The client, who incurred losses on stocks, is seeking damages over $5,000 from either Raymond James Associates Inc. or Seibert. Currently, this arbitration is under review.
Also, a client filed FINRA Arbitration No. 20-04216 against William Seibert for recommending unsuitable investments, primarily in oil and gas securities. Notably, the allegations also included reverse churning and undisclosed margin use. The firm settled the case on August 21, 2023, for $1,022,500.
If you've suffered losses due to securities broker William Seibert, connect with Soreide Law Group online or call (888) 760-6552. Our securities attorneys can discuss the potential for recovering your investment losses. Operating on a contingency fee basis, Soreide Law Group advances all necessary costs. Seibert and his affiliated firms, including Raymond James Associates, dispute any claims of improper sales practices.
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