Soreide Law Group is investigating potential claims for investors who have encountered losses attributed to William Seibert [CRD#: 2710335, Baton Rouge, Louisiana]. Seibert's professional affiliations include Raymond James Associates Inc., who he joined on February 13, 2013. Notably, FINRA BrokerCheck shows investor complaints against Seibert. Below is a summary of the investor disputes.
A client of Raymond James Associates Inc. initiated FINRA Arbitration No. 23-00114 on January 13, 2023. Namely, the client alleged that William Seibert recommended concentrated investments in high-risk oil and gas sectors, making them unsuitable for the client's profile. The client, who incurred losses on stocks, is seeking damages over $5,000 from either Raymond James Associates Inc. or Seibert. Currently, this arbitration is under review.
Also, a client filed FINRA Arbitration No. 20-04216 against William Seibert for recommending unsuitable investments, primarily in oil and gas securities. Notably, the allegations also included reverse churning and undisclosed margin use. The firm settled the case on August 21, 2023, for $1,022,500.
If you've suffered losses due to securities broker William Seibert, connect with Soreide Law Group online or call (888) 760-6552. Our securities attorneys can discuss the potential for recovering your investment losses. Operating on a contingency fee basis, Soreide Law Group advances all necessary costs. Seibert and his affiliated firms, including Raymond James Associates, dispute any claims of improper sales practices.
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
Soreide Law Group is investigating potential investor claims involving DCM US Multi-Family Homes PLC notes sold or recommended through Andbanc Brokerage LLC. They are also investigating sales or recommendations through Andbanc Advisory LLC. Additionally, they are reviewing sales or recommendations through BCI Securities, Inc., Boreal Capital Securities, LLC (also known as Mora Capital Securities), and […]
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