Soreide Law Group is investigating potential claims for investors who have encountered losses attributed to William Seibert [CRD#: 2710335, Baton Rouge, Louisiana]. Seibert's professional affiliations include Raymond James Associates Inc., who he joined on February 13, 2013. Notably, FINRA BrokerCheck shows investor complaints against Seibert. Below is a summary of the investor disputes.
A client of Raymond James Associates Inc. initiated FINRA Arbitration No. 23-00114 on January 13, 2023. Namely, the client alleged that William Seibert recommended concentrated investments in high-risk oil and gas sectors, making them unsuitable for the client's profile. The client, who incurred losses on stocks, is seeking damages over $5,000 from either Raymond James Associates Inc. or Seibert. Currently, this arbitration is under review.
Also, a client filed FINRA Arbitration No. 20-04216 against William Seibert for recommending unsuitable investments, primarily in oil and gas securities. Notably, the allegations also included reverse churning and undisclosed margin use. The firm settled the case on August 21, 2023, for $1,022,500.
If you've suffered losses due to securities broker William Seibert, connect with Soreide Law Group online or call (888) 760-6552. Our securities attorneys can discuss the potential for recovering your investment losses. Operating on a contingency fee basis, Soreide Law Group advances all necessary costs. Seibert and his affiliated firms, including Raymond James Associates, dispute any claims of improper sales practices.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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