Investors apparently complained about securities broker Zvi Yehuda Rosenzweig (also known as Yudi Rosenzweig) [CRD: 4110421, Southfield, Michigan], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zvi Rosenzweig has been registered with LPL Financial LLC since September 29, 2025, and previously worked for MML Investors Services LLC. See the following information to find out more about the disclosures involving Rosenzweig and the allegations referenced in client complaints.
Specifically, a MML Investors Services LLC client filed Civil Action No. 2024-204928-CZ about Zvi Rosenzweig. Mainly, the client alleged that Rosenzweig made misrepresentations involving advice to partially redeem variable annuities in order to fund a whole life insurance policy, which allegedly resulted in significant tax consequences. Because of this, the client allegedly suffered damages. As a result, on April 10, 2024, MML Investors Services LLC settled this matter by paying the client $35,000.
Additionally, a client of MML Investors Services LLC disputed Zvi Rosenzweig’s sales practices, according to a complaint dated November 5, 2020. Allegedly, Rosenzweig made unsuitable recommendations involving variable annuities by recommending an investment that the client later claimed restricted access to principal funds because of substantial surrender charges. It appears that Rosenzweig allegedly caused the client to sustain damages. Consequently, the client sought compensation from MML Investors Services LLC or Rosenzweig in this matter. However, the firm denied this complaint.
Also, on July 3, 2008, an MML Investors Services Inc. client filed a complaint about Zvi Rosenzweig. Primarily, the client alleged that Rosenzweig failed to disclose information concerning fees and charges connected to the replacement of a variable annuity with an equity index investment. For this reason, the client allegedly incurred damages. Therefore, the client requested $8,644 in compensation from MML Investors Services Inc. or Rosenzweig. However, the firm closed this complaint without a resolution.
Do you have questions or concerns regarding investments you made with Zvi Rosenzweig? You can contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of individuals throughout the country. Also, our securities lawyers represent investors on a contingency fee basis and advance all costs. Rosenzweig and brokerage firms Rosenzweig worked for deny allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com