Investors apparently complained about securities broker Aaron Pierce Sevigny [CRD: 4314368, Bonita Springs, Florida], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sevigny has been registered with United Planners Financial Services of America (United Planners) as a securities broker since August 21, 2006, and as a financial advisor since August 25, 2006. Investors are encouraged to continue reading to discover more about Sevigny’s disclosures.
Particularly, on January 6, 2026, a United Planners client filed FINRA Arbitration No. 25-02862 about Aaron Sevigny. Mainly, the client alleged that Sevigny breached his fiduciary duty, was negligent, breached a contract, and made misrepresentations and omissions. For this reason, the client allegedly sustained damages related to alternative investments. Therefore, the client requested between $500,000 and $1,000,000 in compensation from United Planners or Sevigny. This arbitration awaits a resolution.
Specifically, a client of United Planners disputed Aaron Sevigny’s sales practices by filing Civil Action No. 1:26-cv-00619 on January 20, 2026. Allegedly, Sevigny breached his fiduciary duty, was negligent, and violated federal securities laws and other statutes. It appears that Sevigny allegedly caused the client to sustain damages linked to alternative investments. Consequently, the client seeks compensation from United Planners or Sevigny in the amount of $2,000,000 in this ongoing matter.
Also, a United Planners Financial Services of America A Limited Partner client filed FINRA Arbitration No. 21-01802 about Sevigny. Primarily, the client alleged that Sevigny the broker made unsuitable recommendations, breached his fiduciary duty, breached a contract, was negligent, and violated state securities laws. Because of this, the client allegedly incurred damages connected to alternative investments. As a result, on January 25, 2022, United Planners Financial Services of America A Limited Partner settled this matter by paying the client $102,600 in damages.
Additionally, a client of United Planners Financial Services of America A Limited Partner contested Sevigny’s sales practices by filing FINRA Arbitration No. 21-01047. Allegedly, Sevigny breached his fiduciary duty, breached a contract, was negligent, and negligently supervised certain representatives. It appears that Sevigny allegedly caused the client to sustain damages related to alternative investments. Therefore, United Planners Financial Services of America A Limited Partner agreed to settle the matter on September 7, 2022, by compensating the client in the amount of $49,500.
Did you experience losses because of Aaron Sevigny? Get in touch with Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, our securities attorneys represent investors on a contingency fee arrangement and advance all costs. Sevigny and brokerage firms Sevigny worked for deny allegations of sales practice violations.
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