Investors apparently complained about securities broker Andrew Jonathan Tressler (also known as Andy Tressler) [CRD: 2776349, Raleigh, North Carolina], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Tressler worked for Trident Partners Ltd. from September 8, 2015, to March 4, 2026, and has been registered with Modern Capital Securities Inc. since March 2, 2026. See the following information to learn more about the disclosures involving this securities broker.
Trident Partners Ltd. Disaffiliated With Andy Tressler For Excessive Commissions
Notably, on March 2, 2026, Trident Partners Ltd. disaffiliated with Tressler. Specifically, Trident Partners Ltd. alleged that Tressler charged excessive commissions and engaged in high turnover involving over-the-counter equities.
Andrew Tressler Disclosed Breach Of Fiduciary Duty, Negligence Allegations By Trident Partners Ltd. Client
Also, a client of Trident Partners Ltd. disputed Tressler’s sales practices by filing FINRA Arbitration No. 17-02345. Allegedly, Tressler breached a fiduciary duty and was negligent. It appears that Tressler allegedly caused the client to suffer damages linked to leveraged ETFs and aggressive market sector stocks. Consequently, FINRA Arbitrators issued an Award dated June 18, 2018, compelling Trident Partners Ltd. to compensate the client in the amount of $16,778.00.
American Capital Partners Investor Accused Andy Tressler Of Unauthorized Trading, Misrepresentation
Particularly, an American Capital Partners LLC client filed FINRA Arbitration No. 08-03432/08-03433 about Andrew Tressler. Mainly, the client alleged that Tressler engaged in unauthorized trading, charged excessive commissions, and made misrepresentations. For this reason, the investor allegedly sustained damages linked to options, mutual funds, and equities. Therefore, on August 17, 2009, a FINRA Arbitration Panel issued an Award ordering American Capital Partners LLC and Tressler to pay the client $240,000 in damages.
Were You Impacted By Financial Advisor / Securities Broker Andrew Tressler?
Do you have questions or concerns regarding investments you made with Andrew Tressler? You can contact Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for many clients throughout the country. Also, our securities lawyers work on a contingency fee basis and advance all costs. Tressler and brokerage firms Tressler worked for deny any allegations of sales practice violations.
