Soreide Law Group is investigating possible investor claims against Azmi P. Sharif (CRD: 6481342, Elmhurst, Illinois). Evidently, LPL Financial LLC terminated the securities broker for cause. Supposedly, Sharif possibly engaged in an undisclosed outside business activity and engaged in private securities transactions. Here is a brief summary of LPL Financial LLC’s allegations against Sharif.
Also, on December 20, 2022, LPL Financial LLC disaffiliated with Sharif. Notably, LPL Financial LLC alleged that Sharif engaged in an undisclosed outside business activity and private securities transactions.
Also, an LPL Financial LLC client filed a complaint about Azmi Sharif. Namely, the client alleged that Sharif provided unsuitable advice and made misrepresentations. Because of this, the client allegedly sustained damages on private investments. Therefore, on August 22, 2022, LPL Financial LLC settled this matter by paying the client $500,000 in damages.
Sharif worked for LPL Financial LLC as a securities broker between July 2018 and January 2023.
Have you experienced damages due to securities broker Azmi Sharif? If you have, contact Soreide Law Group at (888) 760-6552 and speak with an experienced securities attorney regarding a potential recovery of your investment losses. Soreide Law Group, who has helped recover money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances costs. Sharif and brokerage firms Sharif worked for deny all allegations of sales practice violations.
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