Betsy Whipple Involved In Investor Dispute

Soreide Law Group is investigating possible investor claims against securities broker Betsy Lou Whipple [CRD#: 2703262, Hiko, NV]. Whipple worked for (1) Newbridge Financial Services as a financial advisor from 2018-Present; (2) Newbridge Securities Corporation as a securities broker from 2018-Present; and (3) Greenleaf Financial Network LLC as a financial advisor from 2017-2018.

Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Newbridge Securities Corporation and Bear Stearns investors disputed the sales practices of the securities broker. Here is a brief summary of the disclosures about Whipple:

Betsy Whipple Allegedly Misrepresents Information To Newbridge Securities Corporation Client

Evidently, on July 7, 2022, a Newbridge Securities Corporation client filed FINRA Arbitration #: 22-01519 about Betsy Whipple. Specifically, the client alleged that Whipple failed to supervise, omitted and misrepresented information, and breached a contract and fiduciary duty. For this reason, the client claims that they experienced damages relating to investments in alternative investments. Therefore, the client requested $500,000 in compensation from Newbridge Securities Corporation or Whipple. Evidently, this arbitration is pending a resolution.

Bear Stearns Client Accuses Whipple Of Breach Of Contract

Also, a Bear Stearns client filed FINRA Arbitration #: 2002-010255 about Betsy Whipple. Specifically, the client alleged that Whipple breached a fiduciary duty, breached a contract, and made unsuitable transactions. Because of this, the client purportedly sustained damages. Therefore, on May 23, 2005, the client was awarded $10,000.

Betsy Whipple Allegedly Makes Unsuitable Transactions For Bear, Stearns & Co. Client

Evidently, a client of Bear, Stearns & Co. contested Betsy Whipple's sales practices, according to a complaint dated January 5, 2001. Supposedly, Whipple made unsuitable transactions. Allegedly, the stock transactions involving this securities broker caused the client to sustain damages. Therefore, the client sought compensatory relief from Bear, Stearns & Co., and Whipple. However, the securities broker-dealer denied this complaint.

Did Newbridge Securities Corporation Securities Broker Whipple Cause You To Experience Damages?

Did you sustain damages because of investing through securities broker Betsy Whipple? If the answer is yes, get in touch with Soreide Law Group at (888) 760-6552 to talk with a securities lawyer about a possible recovery of your investment damages. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients through a contingency fee arrangement and advances all costs. Whipple and brokerage firms Whipple associated with deny all allegations against them.