Soreide Law Group is investigating possible investor claims against securities broker Blake Wayne Eskew (CRD: 6959564, Memphis, Tennessee). Notably, FINRA sanctioned the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Inc. Allegedly, Eskew failed to testify when FINRA investigated the securities broker for potential FINRA rule violations on unauthorized trading. Here is a brief summary of FINRA’s allegations against Eskew.
Notably, FINRA issued Acceptance, Waiver, and Consent No. 2022074906201 on February 16, 2023, sanctioning Blake Eskew for infractions. Allegedly, Eskew failed to testify when FINRA investigated the securities broker for potential FINRA rule violations regarding unauthorized trading. Therefore, Eskew was barred as a securities broker.
Eskew worked for Merrill Lynch Pierce Fenner Smith Incorporated in Memphis, Tennessee, as a securities broker from July 18, 2018, to March 29, 2022.
Have you experienced damages by investing with Blake Eskew? If so, reach out to Soreide Law Group at (888) 760-6552 and speak with an investment lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Eskew and brokerage firms Eskew worked for deny any and all allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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