FINRA Sanctions Blake Eskew

Soreide Law Group is investigating possible investor claims against securities broker Blake Wayne Eskew (CRD: 6959564, Memphis, Tennessee). Notably, FINRA sanctioned the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Inc. Allegedly, Eskew failed to testify when FINRA investigated the securities broker for potential FINRA rule violations on unauthorized trading. Here is a brief summary of FINRA’s allegations against Eskew.

Eskew Barred By FINRA For Failure To Testify

Notably, FINRA issued Acceptance, Waiver, and Consent No. 2022074906201 on February 16, 2023, sanctioning Blake Eskew for infractions. Allegedly, Eskew failed to testify when FINRA investigated the securities broker for potential FINRA rule violations regarding unauthorized trading. Therefore, Eskew was barred as a securities broker.

Eskew Employment Information

Eskew worked for Merrill Lynch Pierce Fenner Smith Incorporated in Memphis, Tennessee, as a securities broker from July 18, 2018, to March 29, 2022.

Damages Resulting From Merrill Lynch Pierce Fenner Smith Inc. Securities Broker Blake Eskew?

Have you experienced damages by investing with Blake Eskew? If so, reach out to Soreide Law Group at (888) 760-6552 and speak with an investment lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Eskew and brokerage firms Eskew worked for deny any and all allegations of sales practice violations.