Brady Lipp Tied To Great Point Capital LLC Investor Complaint About Negligent Supervision

Investors potentially incurred losses because of securities broker Brady Thomas Lipp [CRD: 1359835, Milpitas, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brady Lipp worked for Great Point Capital LLC from February 20, 2021, to April 9, 2025, and has been registered with NI Advisors since April 10, 2025. Keep reading to find out more about disclosures involving Brady Lipp.

Great Point Investor Accused Lipp Of Negligent Supervision, Unauthorized Activities

Particularly, on March 23, 2026, a Great Point Capital LLC client filed FINRA Arbitration No. 25-02628 about Brady Lipp. Primarily, the client alleged that Lipp committed unauthorized activities and that negligent supervision occurred in connection with fundraising activities for a company. Because of this, the client allegedly incurred damages. As a result, the client requested $1,000,000 in compensation from Great Point Capital LLC or Lipp. BrokerCheck indicates that this arbitration awaits a resolution.

Brady Lipp Terminated For Alleged Violation Of Policy On Outside Business Activities

Additionally, Great Point Capital LLC disaffiliated with Lipp on April 9, 2025. Allegedly, Lipp remained involved in fundraising activities connected to RahRah after Great Point Capital LLC prohibited his participation and instructed him that any outside business activity would require written approval under FINRA Rule 3270. Allegedly, Lipp never submitted the required request and continued involvement with the company, which the firm stated violated its internal rules and procedures. The disclosure also referenced an investor claim alleging mishandling of RahRah-related activities to the investor’s detriment.

Were You Impacted By Securities Broker / Financial Advisor Lipp?

Do you need clarity on any investment losses relating to Brady Lipp? Get in touch with Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the country. Also, our securities lawyers represent investors on a contingency fee arrangement and advance all costs. Lipp and brokerage firms Lipp worked for deny allegations of sales practice violations.