Investors may have suffered financial harm by securities broker Timothy George Marshall (also known as George Timothy Marshall and Tim Marshall) [CRD: 2037031, Chicago, Illinois], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Marshall has worked for Quincy Wells Capital LLC since May 1, 2026; Great Point Capital LLC from August 23, […]

Investors potentially experienced sales practice violations by securities broker Don Alan Linzer [CRD: 4420125, Chicago, Illinois], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Linzer worked for Schneider Downs Corporate Finance LP from June 29, 2005, to January 7, 2022; Coastal Equities Inc. from January 11, 2022, to July 31, 2023; […]

Investors might have sustained losses due to securities broker Robert Hunter Jones [CRD: 5169688, Lakewood, Colorado], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jones worked for Great Point Capital LLC from December 13, 2019, to May 1, 2026, and has been registered with Quincy Wells Capital LLC since May 1, […]

Investors potentially experienced sales practice violations by securities broker Karl Wolfgang Suess [CRD: 5255922, Chicago, Illinois], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Suess worked for Great Point Capital LLC from November 13, 2020, through March 26, 2026. He also worked for Great Point Advisors LLC from November 13, 2020, […]

Investors potentially incurred losses because of securities broker Brady Thomas Lipp [CRD: 1359835, Milpitas, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brady Lipp worked for Great Point Capital LLC from February 20, 2021, to April 9, 2025, and has been registered with NI Advisors since April 10, 2025. […]

Investors apparently complained about securities broker Robert Mark Pecha [CRD: 5579770, Chicago, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pecha has worked for Great Point Capital LLC since April 8, 2020, and previously worked for Primex from May 2, 2019, to April 20, 2020. Keep reading to find out more about […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against:  GREAT POINT CAPITAL LLC, and their registered representative, PETER CHERNIN (Respondents). The Claimants reside in Florida and New York. Due to health and age-related issues, the Claimants wanted to invest $2.6 million they received from the sale of real estate […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Rene Javier Castro [CRD: 2559410, Chicago, Illinois]. Rene Javier Castro worked for Center Street Securities, Inc. from April 2014 to October 2019 and later joined Great Point Capital LLC in November 2019, where he remains registered. Recent disclosures reveal concerns about Castro’s conduct, including […]

FINRA fined securities broker Todd Arnold Havemeister [CRD: 1942953, Melbourne, Florida], and investors complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Todd Havemeister worked for Great Point Capital LLC from August 21, 2018, to May 5, 2022. Here’s more about the disclosures concerning Todd Havemeister and how they may […]