Investors have reportedly disputed the sales practices of securities broker Buddy Dean Mason [CRD: 1721391, Lakeland, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Buddy Mason worked for LPL Financial LLC from August 29, 2019, to January 29, 2026. See the following information to find out more about disclosures involving Buddy Mason.
Evidently, an LPL Financial LLC client filed FINRA Arbitration No. 25-02617 about Buddy Mason. Primarily, the client alleged that Mason steered a client towards an investment opportunity away from the firm which resulted in losses. Because of this, the client allegedly experienced damages on direct investments (direct participation programs and limited partnership interests). Consequently, on March 31, 2026 LPL Financial LLC settled this matter by paying the client $129,500.
Unsuitable direct investments sold away from a broker/dealer generally involve a securities broker or financial advisor recommending high-risk or illiquid direct investments that do not match a client’s investment objectives, financial situation, or risk tolerance while also presenting those investments outside the brokerage firm’s supervision. These investments may bypass the firm’s compliance review process and can expose clients to significant risks and losses.
Are you concerned about investments you made through Buddy Mason? Get in touch with Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of individuals throughout the country. Also, our securities lawyers represent investors on a contingency fee arrangement and advance all costs. Mason and brokerage firms Mason worked for deny allegations of sales practice violations.
Investors might have suffered losses due to financial advisor Jeffrey Douglas Mann [CRD: 2429708, Plano, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeffrey Mann worked for Douglas Scott Securities Inc. as president from July 1995 to the present, and also worked for Hill Country Exploration Inc. as vice president and financial […]
Investors have reportedly disputed the sales practices of securities broker Buddy Dean Mason [CRD: 1721391, Lakeland, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Buddy Mason worked for LPL Financial LLC from August 29, 2019, to January 29, 2026. See the following information to find out more about disclosures involving Buddy […]
Investors might have suffered losses due to securities broker Edward Walter Morrissey [CRD: 1873249, Pittsburgh, Pennsylvania], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Edward Morrissey worked for Hornor, Townsend Kent LLC from December 1, 2022, to the present as a securities broker and since August 24, 2023, as a […]
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