One or more investors possibly experienced losses because of securities broker Carl Damien Gill [CRD: 1076361, Troy, Michigan], according to disclosures on FINRA BrokerCheck. Evidently, Gill worked for United Planners’ Financial Services of America from November 14, 2011, to December 4, 2015. Keep reading to learn more about Gill’s disclosures and the disputes that investors have raised against him.
Evidently, on September 4, 2024, a United Planners’ Financial Services of America client filed FINRA Arbitration No. 24-01905 about Carl Gill. Allegedly, Gill breached his fiduciary duty, made unsuitable recommendations, and breached a contract. Because of this, the client allegedly incurred damages connected to alternative investments. As a result, the client requested $215,000 in compensation from United Planners’ Financial Services of America or Gill. It appears that this arbitration is pending a resolution.
Specifically, a client of United Planners’ Financial Services of America disputed Carl Gill’s conduct by filing FINRA Arbitration No. 24-01905. Allegedly, Gill made misrepresentations, breached his fiduciary duty, and failed to follow FINRA rules. Consequently, United Planners’ Financial Services of America opted to settle the dispute on May 31, 2024, by compensating the client in the amount of $35,000.
Particularly, a United Planners' Financial Services Of America client filed FINRA Arbitration No. 23-00218 about Carl Gill. Evidently, the client alleged that Gill made misrepresentations, gave unsuitable advice, and breached a contract relating to oil and gas investments and real estate securities. For this reason, on June 22, 2023, United Planners' Financial Services Of America settled this matter by paying the client $340,000.00 in damages.
Also, a United Planners' Financial Services Of America client filed FINRA Arbitration No. 22-01182 about Carl Gill. Primarily, the client claimed that Gill made misrepresentations, breached his fiduciary duty failed to supervise, and breached a contract. Because of this, the investor allegedly sustained damages linked to alternative investments. As a result, on June 22, 2023, United Planners' Financial Services Of America settled this matter by paying the client $55,422.51 in damages.
Did you experience losses because of Carl Gill? If so, contact Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney concerning your legal rights and options. Soreide Law Group has recovered losses for investors located throughout the United States. Also, the firm works on a contingency fee arrangement and advances all costs. Gill and brokerage firms Gill worked for deny accusations of sales practice violations.
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