Investors reportedly complained about securities broker Brandon Lane Morrow [CRD: 3037943, Irvine, California], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Morrow has worked for Emerson Equity LLC since August 4, 2022, and previously worked for Preferred Capital Securities LLC in Atlanta, Georgia, from August 10, 2016, to October 14, […]

Investors potentially experienced sales practice violations due to securities broker Gregory Ellis Gann (also known as Ellis Levin Gann) [CRD: 2144505, Baltimore, Maryland], based on disclosures on FINRA BrokerCheck. Gann has worked for LPL Financial LLC since November 24, 2005, working out of offices in Baltimore, Columbia, and Annapolis, Maryland. Read on to learn more […]

Investors apparently complained about securities broker Sanford Allen Schmidt (also known as Sandy Schmidt) [CRD: 1163559, Deerfield, Illinois], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schmidt has been employed with Catalyst Wealth Management since November 30, 2016, and The Leaders Group Inc. since April 13, 2023, with previous associations […]

Investors might have sustained losses due to securities broker Mikyung Oh (also known as Mikee Oh) [CRD: 2403670, Greenwood Village, Colorado], according to disclosures on FINRA BrokerCheck. Evidently, Oh worked for LPL Financial LLC from November 18, 2011, to December 31, 2019. Keep reading to learn more about the disclosures involving Oh. LPL Financial LLC […]

One or more investors possibly experienced losses because of securities broker Scott Jason Hechler [CRD: 5277526, Garden City, New York], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hechler has worked for Spartan Capital Securities LLC since May 15, 2023. Previously, he worked at SW Financial from December 10, 2019 […]

Investors potentially experienced sales practice violations due to securities broker Rodger Anthony McAlister [CRD: 2676623, Louisville, Kentucky], according to disclosures on FINRA BrokerCheck. Evidently, McAlister has worked for Money Concepts Capital Corp since December 12, 2005, and for Money Concepts Advisory Service since March 12, 2007. Read below to learn more about McAlister’s disclosures and […]

Investors apparently complained about securities broker Paul N. Lekousis [CRD: 2545673, La Grange Park, Illinois], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lekousis has worked for OneAmerica Securities Inc. since October 16, 2023, in Indianapolis, Indiana, and since November 30, 2023, in La Grange Park, Illinois. Previously, he […]

Investors might have sustained losses due to securities broker Jennifer Lynn Oprinski [CRD: 4512244, Macomb, Michigan], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Oprinski has worked for Merrill Lynch since October 23, 2009, and also previously worked with LaSalle Financial Services Inc. Keep reading to learn more about the disclosures involving […]

Investors reportedly complained about securities broker Lawrence Joshua Nagel [CRD: 3040736, Louisville, Kentucky], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Nagel has worked for Merrill Lynch since October 23, 2009. Read below to discover more about the disclosures involving Nagel and what they may mean for investors. Merrill Lynch […]