Investors potentially experienced sales practice violations by securities broker James Charles Killeen [CRD: 2666093, Pasadena, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. James Killeen worked for Stifel Nicolaus Company Incorporated from July 6, 2009, to February 23, 2024. Read on to discover more about the disclosures involving this securities […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors who recommended the Inspired Senior Living of Melbourne DST. This investment is a Delaware Statutory Trust tied to senior living real estate and was marketed as a passive income-generating opportunity, often appealing to investors seeking 1031 exchange […]

FINRA barred securities broker Danish Rauf [CRD: 5006655, Des Plaines, Illinois], given the publicly available information found on FINRA BrokerCheck. Danish Rauf worked for U.S. Bancorp Investments Inc. from August 12, 2016, to December 1, 2025. See the following information to find out more about the disclosures involving this securities broker. FINRA Sanctioned Rauf For […]

Investors apparently complained about securities broker Kenneth Carl Ramos [CRD: 2553426, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kenneth Ramos worked for Stifel Nicolaus Company Incorporated beginning November 2, 2017. Investors are encouraged to continue reading to discover more about the securities broker’s disclosures. Stifel Investor Accused Ramos […]

Investors potentially incurred losses because of securities broker George Wilson Howe [CRD: 2768019, Austin, Texas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. George Howe has been registered with LPL Financial LLC since May 29, 2025, and previously worked for U.S. Capital Wealth Advisors LLC from June 30, 2021, to June […]

Soreide Law Group is investigating potential investor claims involving the sale of Inspired Senior Living of Grapevine DST, particularly where brokers or financial advisors may have failed to fully disclose the risks of this investment. Inspired Senior Living of Grapevine DST is a private real estate offering tied to senior living properties and sponsored by […]

Investors have reportedly disputed the sales practices of securities broker Michael Glenn Seymour (also known as Mike Seymour) [CRD: 1597042, Winter Haven, Florida], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Seymour worked for Centaurus Financial Inc. from July 26, 2016, to the present, and Ingram Advisory Services LLC from […]

SEC sanctioned securities broker Steven Robert Graham (also known as Steve Graham) [CRD: 1977736, Valencia, California], and investors complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Graham worked for Western International Securities Inc. from September 4, 2020, to June 5, 2025, before joining LPL Financial LLC on June 5, 2025. […]

Investors apparently complained about securities broker David E. Trimble [CRD: 5848398, Troy, Michigan], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Trimble worked for Equitable Advisors LLC from November 24, 2010, to the present as a broker and since January 7, 2011, as a financial advisor. Read on to discover […]