Investors might have sustained losses due to financial advisor Brandon Wesley Hanna [CRD: 6758707, Overland Park, Kansas], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brandon Hanna worked for Creative Planning from April 24, 2017, to September 27, 2023. Read on to learn more about the disclosures involving Hanna. Creative Planning Investor […]

Investors might have suffered losses due to financial advisor Jeffrey Douglas Mann [CRD: 2429708, Plano, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeffrey Mann worked for Douglas Scott Securities Inc. as president from July 1995 to the present, and also worked for Hill Country Exploration Inc. as vice president and financial […]

Investors have reportedly disputed the sales practices of securities broker Buddy Dean Mason [CRD: 1721391, Lakeland, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Buddy Mason worked for LPL Financial LLC from August 29, 2019, to January 29, 2026. See the following information to find out more about disclosures involving Buddy […]

Investors might have suffered losses due to securities broker Edward Walter Morrissey [CRD: 1873249, Pittsburgh, Pennsylvania], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Edward Morrissey worked for Hornor, Townsend Kent LLC from December 1, 2022, to the present as a securities broker and since August 24, 2023, as a […]

Investors potentially experienced sales practice violations by securities broker Charles Robert Cobb [CRD: 1505020, Lynchburg, Virginia], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cobb worked for Newbridge Securities Corporation from September 7, 2017, to May 31, 2022. See below to learn more about disclosures involving Cobb and allegations referenced in FINRA […]

Investors potentially incurred losses because of securities broker Donald Richard Abaunza Jr. [CRD: 3172450, Harvey, Louisiana], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Abaunza worked for Hancock Whitney Investment Services Inc. from February 8, 2012, to August 10, 2022, and thereafter worked for Cetera Investment Services LLC and Cetera Investment Advisers […]

Investors apparently complained about securities broker Richard Phillip Anthony [CRD: 1811812, New York, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Richard Anthony worked for Oppenheimer Co. Inc. from December 13, 2019, to August 12, 2022, and again from May 14, 2024, to February 13, 2026. See the […]

Investors have reportedly disputed the sales practices of securities broker Christopher A. Pesce [CRD: 3274301, Melville, New York], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pesce worked for UBS Financial Services Inc. from October 18, 2010, to November 21, 2025, before joining Wells Fargo Advisors Financial Network LLC and Wells Fargo […]

Investors might have sustained losses due to financial advisor Zachary Kye Abraham [CRD: 5595930, Tacoma, Washington], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Abraham worked for Trek Financial from January 2022 to present, Clear Creek Financial Management LLC from February 2017 to January 2022, and Abraham Co. Inc. from July 2013 to […]