Investors apparently complained about securities broker Jorge Alberto Valdes [CRD: 2403666, Miami, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Valdes worked for Voya Financial Advisors Inc. from July 6, 1995, to May 19, 2021, The Leaders Group Inc. from May 6, 2021, to May 13, 2021, and again […]

Investors might have sustained losses due to securities broker William Samuel Morris (also known as Bill Morris) [CRD: 1793507, Green Bay, Wisconsin], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Morris worked for KCD Financial Inc. from February 5, 2026, to the present and previously worked for Cape Securities Inc. from […]

Soreide Law Group is investigating potential investor claims involving the sale of Inspired Senior Living of Round Rock DST, particularly where brokers or financial advisors may have failed to properly disclose risks or recommended this investment inappropriately. Inspired Senior Living of Round Rock DST is a Delaware Statutory Trust (DST) offering tied to a senior […]

Investors potentially incurred losses because of securities broker Ronald Nathaniel White (also known as Ron White) [CRD: 1404930, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ronald White worked for Merrill Lynch Pierce Fenner Smith Incorporated from December 15, 2014, to the present. Read on to learn more […]

Investors potentially experienced sales practice violations by securities broker Zhi Ying Guan (also known as Jeff Guan and Jeffrey Guan) [CRD: 7000349, San Mateo, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zhi Guan worked for Emerson Equity LLC since December 18, 2020. Keep reading for a better understanding about the disclosures […]

Investors apparently complained about securities broker Brittany Danielle Slater-Gautreau (also known as Tany Gautreau and Tany Slater) [CRD: 4885737, Overland Park, Kansas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brittany Slater-Gautreau worked for Westpark Capital Inc. from November 20, 2017, to October 30, 2020, American Trust Investment Services Inc. from […]

Soreide Law Group is investigating potential investor claims specifically involving the sale of Inspired Senior Living of Naperville DST, where brokers and financial advisors may have recommended this high-risk DST investment without fully disclosing its risks or the financial condition of its sponsor. Inspired Senior Living of Naperville DST is a Delaware Statutory Trust investment […]

Investors have reportedly disputed the sales practices of securities broker Richard James Jirinec (also known as Richard James Jirinee) [CRD: 2580370, Jupiter, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Richard Jirinec has been registered with PHX Financial Inc. since March 5, 2015. Investors are encouraged to Investors are encouraged to continue […]

Investors might have sustained losses due to securities broker Mahmoud Elawadi (also known as Mahmoud El Awadi) [CRD: 5319152, Orlando, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mahmoud Elawadi worked for Wells Fargo Clearing Services LLC from February 28, 2019, to January 20, 2026. Read on to discover […]