Investors apparently complained about securities broker Cary Edward Urich [CRD: 2132001, Greenville, South Carolina], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Urich joined Vanderbilt Securities LLC, Consolidated Portfolio Review Corp, and Vanderbilt Advisory Services, all located in Greenville, South Carolina, in 2024-2025. He previously worked with United Planners’ Financial Services of […]

Investors potentially experienced sales practice violations because of securities broker Stephen Chester Kiszlowski (also known as Steve Kiszlowski) [CRD: 2440000, Grosse Pointe Woods, Michigan], according to disclosures on FINRA BrokerCheck. It appears that Kiszlowski worked for Center Street Securities Inc. from October 29, 2018 to March 9, 2023, and for Independence Capital Co. Inc. from […]

Investors might have sustained losses due to securities broker Allison Jean Terlip [CRD: 5530486, Navarre, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Specifically, Terlip worked for Ameritas Investment Company LLC from July 21, 2022 to October 12, 2023; MML Investors Services LLC from August 1, 2019 to May 10, 2022; and […]

One or more investors possibly experienced losses because of securities broker Donald Ray McFarland (also known as Don McFarland, Donnie McFarland, and Mac McFarland) [CRD: 1206382, Oklahoma City, Oklahoma], according to publicly available information on FINRA BrokerCheck. Notably, Donald McFarland worked for Centaurus Financial, Inc. from October 19, 2004 to December 16, 2021. Read the […]

Investors reportedly complained about securities broker Hugo Hernandez [CRD: 6446187, El Paso, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Hugo Hernandez worked for MML Investors Services LLC from May 9, 2017 to July 31, 2024. Keep reading to find out more about Hernandez’s disclosures, including an investor dispute […]

Investors potentially experienced sales practice violations due to securities broker Justin Duane Mundt [CRD: 5652696, St. Charles, Minnesota], according to disclosures on FINRA BrokerCheck. Evidently, Mundt worked for FBL Marketing Services LLC from April 3, 2009 to December 4, 2020. He joined Mundt and Associates on April 2014, and currently serves as a financial advisor […]

Investors might have sustained losses because of securities broker Salvatore Bonetti [CRD: 4494241, Westbrook, Maine], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bonetti joined Cetera Wealth Services LLC and Cetera Investment Advisers LLC on June 30, 2025. Previously, he worked for Insight Folios, Purshe Kaplan Sterling Investments, and MML Investors Services […]

One or more investors possibly experienced losses due to securities broker Thaddaeus Daniel Allen [CRD: 5644772, Topeka, Kansas], according to disclosures on FINRA BrokerCheck. Notably, Allen worked for Edward Jones from April 14, 2009 to August 15, 2022, and is currently registered with Smith Moore Co. as of August 12, 2022. Keep reading to find […]

Investors apparently complained about securities broker Kenneth Cecil Sledge Jr. [CRD: 824533, Nashville, Tennessee], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sledge joined Osaic Wealth Inc. on January 24, 2025. Prior to that, he worked for Osaic FA Inc. in Nashville, Tennessee, from April 14, 1988, through January 24, 2025. Read the […]