Investors have come forward with complaints about Tim Russell Gerds (CRD: 2651778, Hubertus, Wisconsin). Evidently, the securities broker, who worked for JW Cole Financial Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, JW Cole Financial Inc. clients allege that Gerds engaged in unauthorized trading and charged excessive fees. For more on […]

Investors have come forward with complaints about John James Forster (CRD: 1303832, Washington, DC). Evidently, the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Incorporated, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Also, a Merrill Lynch Pierce Fenner Smith Incorporated client alleges that Forster failed to act in the client's […]

Soreide Law Group is investigating possible investor claims against securities broker Mark Samuel Epps (CRD: 2185338, Bloomfield Hills, Michigan). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Broadstone Securities. Supposedly, one or more individuals claim that Epps breached a fiduciary duty and […]

Soreide Law Group is investigating possible investor claims against securities broker Jonathan Michael Ebel (CRD: 5902719, Melville, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Laidlaw Company (Uk) Ltd. Supposedly, one or more individuals claim that Ebel made unsuitable recommendations […]

Investors have come forward with complaints about David Aubrey Dunfee (CRD: 2607525, Bangor, Maine). Evidently, the securities broker, who worked for Key Investment Services LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Key Investment Services LLC clients allege unsuitable recommendations. For more on these disclosures about Dunfee, see below. Key Investment […]

Investors looking to recovery their losses in the Bernstein Options Advantage Strategy may now have a path to recover their losses. In 2017 Alliance Bernstein offered its clients a proprietary options investment fund that sought 2 percent returns net of fees. Many of the Bernstein advisors recommended that its clients borrow the investment funds on […]

Soreide Law Group is investigating possible investor claims against securities broker Robert Edward Bortz Jr. (CRD: 1018691, Waukesha, Wisconsin). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Equitable Advisors LLC. Supposedly, one or more individuals claim that Bortz made omissions. Here is […]

Soreide Law Group is investigating possible investor claims against securities broker Kenneth William Biebel (CRD: 5992829, Westport, Connecticut). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for David Lerner Associates Inc. Supposedly, one or more individuals claim that Biebel made unsuitable recommendations. Here […]

Soreide Law Group is investigating possible investor claims against securities broker Clemont Lee Bevill (also known as Lee Bevill) (CRD: 1790971, Quincy, Illinois). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Silver Oak Securities Inc. Supposedly, one or more individuals claim that […]