Soreide Law Group is investigating possible investor claims against securities broker Jonathan Michael Ebel (CRD: 5902719, Melville, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Laidlaw Company (Uk) Ltd. Supposedly, one or more individuals claim that Ebel made unsuitable recommendations and engaged in excessive trading. Here is a brief summary of the disclosures about Ebel.
Laidlaw Company (Uk) Ltd. Investor Accused Ebel Of Unsuitable Concentration
Also, a Laidlaw Company (Uk) Ltd. client filed FINRA Arbitration: 20-03892 about Jonathan Ebel. Namely, the client alleged that Ebel caused an overconcentration of equities in the client’s account and engaged in excessive trading. Because of this, the client allegedly sustained damages on equities and stocks. Therefore, on October 28, 2022, Laidlaw Company (Uk) Ltd. settled this matter by paying the client $6,024 in damages.
Jonathan Ebel Discloses Excessive Trading Allegations By Laidlaw Company (Uk) Ltd. Client
Specifically, a client of Laidlaw Company (Uk) Ltd. contested Jonathan Ebel’s sales practices by filing FINRA Arbitration: 22-02347 on October 19, 2022. Allegedly, Ebel was accused of excessive and unauthorized trading and charging excessive commissions. It appears that Ebel caused the client to sustain damages on equities and stocks. Therefore, the client seeks compensatory relief from Laidlaw Company (Uk) Ltd. or Ebel in the amount of $181,056 in this ongoing matter.
Laidlaw Company (Uk) Ltd. Investor Accused Ebel Of Unsuitable Recommendations
Also, a Laidlaw Company (Uk) Ltd. client filed FINRA Arbitration: 21-03125 about Jonathan Ebel. Namely, the client alleged that Ebel provided unsuitable advice. Because of this, the client allegedly sustained damages on stocks and equities. Therefore, on August 2, 2022, Laidlaw Company (Uk) Ltd. settled this matter by paying the client $3,000 in damages.
Jonathan Ebel Discloses Unsuitable Advice Allegations By Laidlaw Company (Uk) Ltd. Client
Specifically, a client of Laidlaw Company (Uk) Ltd. contested Jonathan Ebel’s sales practices by filing FINRA Arbitration: 22-01201 on June 9, 2022. Allegedly, Ebel made unsuitable recommendations. It appears that Ebel caused the client to sustain damages on stocks and equities. Therefore, the client seeks compensatory relief from Laidlaw Company (Uk) Ltd. or Ebel in the amount of $100,000 in this ongoing matter.
Laidlaw Company (Uk) Ltd. Investor Accused Ebel Of Excessive Trading
Also, a Laidlaw Company (Uk) Ltd. client filed FINRA Arbitration: 18-01855 about Jonathan Ebel. Namely, the client alleged that Ebel engaged in excessive trading and provided unsuitable advice. Because of this, the client allegedly sustained damages on stocks and equities. Therefore, on September 7, 2018, Laidlaw Company (Uk) Ltd. settled this matter by paying the client $30,000 in damages.
Ebel Employment Information
- Ebel worked for Laidlaw Company (UK) Ltd. In Melville, New York as a securities broker from March 13, 2015, to May 30, 2019.
- Ebel has worked for Network 1 Financial Securities Inc. in Hauppauge, New York as a securities broker since May 4, 2019.
Damages Resulting From Laidlaw Company (Uk) Ltd. Broker Jonathan Ebel?
Have you incurred damages by investing with Jonathan Ebel? If so, reach out to Soreide Law Group at (888) 760-6552 and speak with a securities attorney about a possible recovery of your losses. Soreide Law Group, who has successfully recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Ebel and investment firms Ebel worked for deny any and all allegations of sales practice violations.
