Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Stuart Bryan Haw [CRD: 2905167, Bradenton, Florida], based on the disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Here’s more about the investor disputes involving Stuart Haw. Cetera Advisors LLC Investor Accused Haw Of Unsuitable Investment Recommendations […]

Investors might have sustained losses due to Stephen Brandon Anderson [CRD: 4062846, Mount Juliet, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Anderson worked as a financial advisor for River Source Wealth Management LLC from August 2009 to March 2017. Continue reading to learn more about the disclosures surrounding Anderson’s conduct […]

Passco Palm Desert, LLC is under investigation by the securities law firm Soreide Law Group. Passco Palm Desert, LLC, raised through private offerings through a network of brokerage firms. According to SEC filings the brokerage firms who may have sold Passco Palm Desert are listed below.  Passco sold investments to individuals who were looking to […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Stacy Mari Goldsmith [CRD: 1416323, Red Bank, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Stacy Goldsmith worked for Hebert J. Sims Co Inc. from February 22, 2012, and for Herbert J. Sims […]

Investors might have sustained losses due to securities broker Sally Ann Weger (also known as Sarah Ann Weger) [CRD: 2591057, Palm Beach Gardens, Florida], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Weger joined Morgan Stanley Smith Barney on September 16, 2011. Read on to uncover more about Weger’s client disputes […]

Investors may have incurred losses with securities broker Robert Gerald Lorente, also known as Bob Lorente [CRD: 1425180, Livonia, Michigan], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Robert Lorente was previously registered with Great Point Capital LLC. Here’s more about the allegations made against Lorente by clients. Lorente Accused Of Misrepresentation […]

Investors might have sustained losses due to securities broker Robert Lloyd Omohundro [CRD: 2415942, Atlanta, Georgia], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Omohundro has been registered with Alexander Capital L.P. in Atlanta, Georgia since May 1, 2020, and with Alexander Capital Wealth Management LLC at the same location since […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Richard W. Brown [CRD: 1595628, Fort Myers, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brown worked for Summit Brokerage Services from May 2, 2003, to September 20, 2019. Continue reading to learn more […]

Investors might have sustained losses due to securities broker Richard Ray Miller (also known as Rick Miller) [CRD: 2529324, Shelton, Connecticut], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Richard Miller joined Ameriprise Financial Services LLC on September 21, 1994. Continue reading to learn more about Richard Miller's disclosures and the allegations […]