FINRA BrokerCheck shows that investors have potentially suffered losses due to Eric Brian Kleiner [CRD#: 4135180, New York, NY]. Since September 9, 2016, Kleiner has been affiliated with Morgan Stanley. However, his professional history also includes positions at Wells Fargo Advisors LLC and Wachovia Securities LLC. This article highlights some of the investor disputes disclosed […]

Soreide Law Group is examining potential claims for individuals who encountered financial setbacks due to the actions of securities broker Peter Lawrence [CRD#: 2695687, Hauppauge, New York]. Lawrence was employed with American Portfolios Financial Services Inc. in Hauppauge, NY from January 8, 2019, to November 21, 2023, after his employment with Questar Capital Corporation in […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have encountered financial setbacks potentially linked to the actions of securities broker Rebecca King Wah Ng-Tsang [CRD#: 5578435, Bellevue, Washington]. Ng-Tsang was previously affiliated with Cetera Investment Services LLC in Bellevue, Washington, from January 3, 2013, to November 11, 2021. This overview […]

Soreide Law Group is looking into potential claims for investors who have faced financial losses tied to the actions of securities broker James Mariani [CRD#: 2932631, Mineola, New York]. Mariani, previously affiliated with Aegis Capital Corp. from September 6, 2017, to September 10, 2021, and with National Securities Corporation in the same city from January […]

Soreide Law Group is investigating potential claims on behalf of investors who have incurred financial losses due to the actions of Mark Steven Elias (CRD#: 2938707, Houston, Texas). Elias, who has been registered with UBS Financial Services Inc. since January 31, 2003, is involved in investor disputes that have alleged investment-related misconduct. The focus of […]

FINRA BrokerCheck shows that investors filed disputes concerning securities broker Philippus Theunis Van Staden (also known as Philip Van Staden) [CRD#: 4489166, Winter Park, Florida]. Evidently, Van Staden joined Green Vista Capital LLC on July 18, 2018, as a securities broker, and Green Vista Asset Management LLC on August 21, 2018, as a financial advisor. […]

Investors have filed disputes regarding securities broker and financial advisor, Shane DeSherlia (CRD#: 6800960, Jerseyville, Illinois]. DeSherlia works with Moloney Securities Co. Inc., located in Jerseyville, Illinois, since May 24, 2017, and with Moloney Securities Asset Management LLC at the same location since November 7, 2019. Recently, multiple investors raised concerns regarding DeSherlia's practices, specifically […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained losses due to the actions of Kirk James Crossen [CRD: 2742256, Carmel, Indiana]. Specifically, Crossen worked for Raymond James Associates Inc. in Carmel, Indiana, from April 12, 2023, to November 16, 2023, and he previously worked for Morgan Stanley […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses due to the conduct of securities broker and financial advisor, Kurt Douglas Cambier (CRD#: 1392482, Littleton, Colorado). Evidently, Cambier currently works with Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. in Littleton and Grand Junction, Colorado, […]