Investors have come forward with complaints about David Aubrey Dunfee (CRD: 2607525, Bangor, Maine). Evidently, the securities broker, who worked for Key Investment Services LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Key Investment Services LLC clients allege unsuitable recommendations. For more on these disclosures about Dunfee, see below. Key Investment […]

Investors looking to recovery their losses in the Bernstein Options Advantage Strategy may now have a path to recover their losses. In 2017 Alliance Bernstein offered its clients a proprietary options investment fund that sought 2 percent returns net of fees. Many of the Bernstein advisors recommended that its clients borrow the investment funds on […]

Soreide Law Group is investigating possible investor claims against securities broker Robert Edward Bortz Jr. (CRD: 1018691, Waukesha, Wisconsin). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Equitable Advisors LLC. Supposedly, one or more individuals claim that Bortz made omissions. Here is […]

Soreide Law Group is investigating possible investor claims against securities broker Kenneth William Biebel (CRD: 5992829, Westport, Connecticut). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for David Lerner Associates Inc. Supposedly, one or more individuals claim that Biebel made unsuitable recommendations. Here […]

Soreide Law Group is investigating possible investor claims against securities broker Clemont Lee Bevill (also known as Lee Bevill) (CRD: 1790971, Quincy, Illinois). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Silver Oak Securities Inc. Supposedly, one or more individuals claim that […]

Investors have come forward with complaints about Gary Gustave Benson (CRD: 1182211, Encino, California). Evidently, the securities broker, who worked for NPB Financial Group LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, NPB Financial Group LLC clients allege that Benson made unsuitable recommendations. For more on these disclosures about Benson, see […]

Investors have come forward with complaints about Ross L. Anderson (CRD: 5677662, Rancho Santa Margarita, California). Evidently, the securities broker, who worked for Sagepoint Financial Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Sagepoint Financial Inc. clients allege that Anderson made unsuitable recommendations. For more on these disclosures about Anderson, see […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Antonio Almeida (also known as Tony Almeida) (CRD: 3106626, Melville, New York). Evidently, investors disputed the sales practices of the securities broker, who worked for Aegis Capital Corporation. Additionally, the securities broker discloses a regulatory enforcement action. However, Almeida denies the allegations of […]

Soreide Law Group is investigating possible investor claims against securities broker Craig Gerard Accardo (CRD: 3000762, Metairie, Louisiana). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for FSC Securities Corporation. Supposedly, one or more individuals claim that Accardo made unsuitable recommendations regarding investments. […]