Soreide Law Group is investigating possible investor claims against securities broker Thomas Paul Tibaldi [CRD#: 2672406, East Meadow, NY]. Tibaldi worked for (1) Citigroup Global Markets from 2007-Present; (2) Citicorp Investment Services from 2004-2007; and (3) Citicorp Investment Services from 2003-2007. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that one or more Citigroup Global […]

Soreide Law Group is investigating possible investor claims against securities broker Edward Lawrence Turley, AKA Ed Turley [CRD#: 1872294, San Francisco, CA]. Turley worked for (1) J.P. Morgan Securities LLC from 2009-2021; (2) Lehman Brothers Inc. from 1995-2005; and CS First Boston Corporation from 1992-1995. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that one […]

The Financial Industry Regulatory Authority (FINRA) reports important information regarding securities broker James William Dunn Jr. [CRD#: 6084258, Vienna, VA]. Dunn worked for (1) Ameriprise Financial Services LLC from 2019-2021; (2) Wells Fargo Clearing Services LLC from 2015-2019; and (3) Morgan Stanley from 2012-2015. Evidently, FINRA barred Dunn as a securities broker. Also, one or […]

Soreide Law Group is investigating possible investor claims against securities broker Bryon Edwin Martinsen [CRD#: 1621649, Kings Park, NY]. Martinsen worked for (1) Centaurus Financial Inc. from 1999-2022; and (2) AXA Advisors LLC from 1987-1999. Notably, Financial Industry Regulatory Authority (FINRA) BrokerCheck sanctioned Martinsen for allegedly selling away. Also, Centaurus Financial investors disputed the sales […]

Investors have come forward with complaints about securities broker David Jonathon Feigeles [CRD#: 1530561, Melville, NY]. Feigeles worked for Oppenheimer & Co. Inc. from 2003-Present and CIBC World Markets Corp from 2000-2003. Evidently, the securities broker discloses Oppenheimer investor disputes on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Specifically, one or more Oppenheimer clients allege that […]

Soreide Law Group is investigating possible investor claims against securities broker Yin Yvonne Zhong AKA Yvonne Zhong [CRD#: 3203120, Los Gatos, CA]. Zhong worked for (1) NI Advisors from 2018-Present; (2) Cetera Investment Services from 2017-2018; and (3) LPL Financial LLC from 2017-2017. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that one or more […]

Soreide Law Group is investigating possible investor claims against securities broker Alexander Strachan Hackley Jr. AKA Lex Hackley [CRD #: 4899317, Centennial, CO]. Hackley worked for (1) Lifemark Securities Corp from 2017-present; (2) Blue Duck Wealth Management from 2017-2018; and (3) Verus Capital Partners LLC from 2015-2017; and (4) Woodbury Financial Services from 2005 to […]

Soreide Law Group is investigating possible investor claims against securities broker Patrick Christopher Durst [CRD #: 6328382, Centennial, CO]. Durst worked for (1) Lifemark Securities Corp from 2018-present and (2) Jackson National Life Distributers from 2014-2018. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses Lifemark investors disputed the sales practices of the securities broker. Evidently, […]

Soreide Law Group is investigating possible investor claims against securities broker Clark Owen [CRD #: 6096730, Cupertino, CA]. Owen worked for (1) Cetera Investment Advisors and Cetera Investment Services from 2018-Present; (2) NI Advisors from 2016-2018; and (3) Voya Financial Advisors from 2014-2015. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that a NI Advisors […]