Soreide Law Group is investigating possible investor claims against securities broker Jimmy Yang Driggers AKA Jimmy Driggers [CRD #: 1359593, Sarasota, FL]. Driggers worked for (1) Morgan Stanley from 2009-2021; (2) Morgan Stanley & Co. Inc. from 2008-2009; and (3) UBS Financial Services from 1996-2008. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Morgan […]

Soreide Law Group comes to you with important information regarding William Forrest Winchester AKA Bill Woods [CRD #: 4404327, Chattanooga, TN]. Woods worked for (1) Cadaret, Grant, & Co from 2020-2021; (2) Raymond James Financial Services from 2012-2020; and (3) LPL Financial LLC from 2007-2012. Evidently, the securities broker discloses one or more investor disputes […]

The Financial Industry Regulatory Authority (FINRA) important information relating to securities broker Scott Neil Hananel [CRD #: 3080827, Melville, NY]. Hananel worked for (1) Aegis Capital Corp from 2010-2021; (2) GunnAllen Financial Inc. from 2005-2010; and (3) Milestone Group Management from 2002-2005. Evidently, Aegis Capital Corp. investors disputed the sales practices of the securities broker. […]

The Financial Industry Regulatory Authority (FINRA) reports allegations of sales practice violations by securities broker Sean Daniel McDevitt [CRD #: 2786216, Chappaqua, NY]. McDevitt worked for (1) Campfire Capital from 2019-2021; (2) WoodRock Securities LP from 2015-2016; and (3) FTN Financial Securities Corp from 2005-2006. Evidently, a Campfire Capital client disputed the sales practices of […]

Soreide Law Group is investigating possible investor claims against securities broker Bradley Carl Mascho [CRD #: 2039720, Frederick, MD]. Mascho was employed from 2009-2017 by Western International Securities. From 2006-2009, he worked for Royal Alliance Associates Inc. From 1999-2006, he worked for Legg Mason Wood Walker. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that […]

The Financial Industry Regulatory Authority (FINRA) reports allegations of sales practice violations by securities broker Nikolay Zotenko [CRD #: 6334022, Beverly Hills, CA]. Zotenko worked for Morgan Stanley from 2015-2021. Notably, FINRA sanctioned the securities broker. However, Zotenko denies the allegations. Read the following summary of the FINRA enforcement action to learn more about the […]

Soreide Law Group is investigating possible investor claims against securities broker Megurditch Mike Patatian [CRD#: 4047060, Westlake Village, CA]. Patatian worked for (1) Supreme Alliance LLC from 2020-2021; (2) Western International Securities from 2013-2020; and (3) CUSO Financial Services LP from 2004-2013. Specifically, Financial Industry Regulatory Authority (FINRA) aims to bar Good as a securities […]

The Financial Industry Regulatory Authority (FINRA) reports allegations of sales practice violations by securities broker Shawn Edward Good [CRD #: 2022168, Wilmington, NC]. Good worked for (1) Morgan Stanley from 2012-2022; (2) Wells Fargo from 2004-2012; and (3) Charles Schwab from 1996-2004. Notably, a Morgan Stanley client disputed the sales practices of the securities broker. […]

FINRA reports allegations of sales practice violations by securities broker Mirsad Muharemovic (also known as Mirso Muharemovic) [CRD#: 3122589, Staten Island, New York]. Evidently, investors disputed the sales practices of the securities broker. Evidently, these disputes concern when the broker worked for Seaboard Securities and Arive Capital Markets. However, Muharemovic denies the allegations of sales […]