Investors have reportedly disputed the sales practices of securities broker Marc Michael Miller [CRD: 1133692, Tiburon, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Miller has been registered with Wedbush Securities Inc. since August 16, 2021, serving as both a broker and investment adviser. Read on to learn more about the pending client dispute involving this financial professional.
An allegation of unsuitable recommendations of corporate bonds means that a broker or financial adviser is accused of suggesting bond investments that were not appropriate for a client’s financial situation, goals, or risk tolerance. These claims often involve situations where an adviser recommends higher-risk or illiquid bonds to clients seeking conservative income or principal preservation. Such recommendations can lead to financial losses if the bonds lose value or default.
Notably, on February 25, 2025, a Western International Securities Inc. client filed FINRA Arbitration No. 25-00389 about Marc Miller. The client alleged that Miller made unsuitable and misleading investment recommendations involving corporate bonds. For this reason, the client allegedly sustained damages in those corporate bond investments. Therefore, the client requested $50,000 in compensation from Western International Securities Inc. or Miller. It appears that this arbitration is pending a resolution.
Do you have concerns or questions regarding investments you made with Marc Miller? You can contact Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney concerning a potential recovery of your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Miller and brokerage firms Miller worked for deny allegations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]
Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]
Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com