Investors have come forward with complaints about Kumail Abbas (also known as Ken Abbas) (CRD: 5722935, Melville, New York). Particularly, the securities broker, who worked for Laidlaw Company (UK) Ltd., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Laidlaw Company (UK) Ltd. clients allege that Abbas engaged in excessive trading, charged excessive […]

Soreide Law Group is investigating possible investor claims against John Starke (also known as John Calderwood Starke Sr.) (CRD: 3154774, Williamsburg, Virginia). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Centaurus Financial Inc. Notably, investors allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against Jacquin Fink (also known as Jacquin P. Fink) (CRD: 207807, New York, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Incorporated. Notably, investors allege sales practice […]

Investors have come forward with complaints about Howard Hsieh (also known as Howard Hao-Chung Hsieh) (CRD: 4947882, Irvine, California). Particularly, the securities broker, who worked for Cetera Investment Services LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cetera Investment Services LLC clients allege that Hsieh made unsuitable recommendations. For more on […]

Soreide Law Group is investigating possible investor claims against Delio Londono (also known as Del Londono) (CRD: 2695744, La Crescenta, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Sagepoint Financial Inc. Notably, investors allege sales practice violations in these disputes, including […]

Soreide Law Group is investigating possible investor claims against David Jenson (also known as David Arthur Jenson) (CRD: 1333734, Amarillo, Texas). Notably, FINRA sanctioned the securities broker, who worked for Great Nation Investment Corporation. Allegedly, Jenson failed to provide information and documents to FINRA. This concerns FINRA's investigation into possible FINRA rule violations pertaining to […]

Investors have come forward with complaints about David Geake (also known as David Richard Geake) (CRD: 3088891, Northbrook, Illinois). Particularly, the securities broker, who worked for Ausdal Financial Partners Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Ausdal Financial Partners Inc. clients allege that Geake failed to perform due diligence, breached […]

Investors have come forward with complaints about Daniel McPherson (also known as Daniel George McPherson and Dan McPherson) (CRD: 4964802, Idaho Falls, Idaho). Particularly, the securities broker, who worked for Cetera Advisors LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cetera Advisors LLC clients allege that McPherson made unsuitable recommendations. For […]

Soreide Law Group is investigating possible investor claims against Christopher McMorrow (also known as Christopher Ryan McMorrow) (CRD: 4713155, Media, Pennsylvania). Evidently, FINRA sanctioned the securities broker, who worked for Bestvest Investments Ltd. Allegedly, McMorrow engaged in an undisclosed outside business activity. Here is a brief summary of FINRA’s allegations against McMorrow. However, keep in […]