Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors. The investigation concerns Permian Plains Properties LLC, a private oil and gas investment offered to investors through a Regulation D private placement. This investment is significant because it involves a relatively new energy issuer, substantial upfront fees, […]

Investors who purchased MacKenzie Realty Capital Inc. (MKZR) have watched in shock as the stock plummeted approximately 95% from its earlier highs. For many, this isn’t just a market downturn—it’s a financial catastrophe potentially rooted in broker misconduct or unsuitable investment recommendations. Why Did MKZR Collapse? Once a non-traded REIT that moved to the NASDAQ, […]

The SEC’s amended Regulation S-P is no longer a theoretical privacy rule. In 2026, it functions as a combined privacy and cybersecurity compliance framework with specific operational, timing, and documentation requirements for SEC-registered investment advisers. One compliance deadline has already passed, and the next is imminent. The real issue for RIAs is no longer awareness […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors in connection with Epoch Fort Collins DST. Epoch Fort Collins DST is a Delaware Statutory Trust real estate investment that was marketed primarily to investors completing 1031 exchanges and seeking passive income and tax deferral. Adverse information […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to S.T.L. Resources Drilling Fund D L.P. This investment is a private oil and gas drilling program sold through a Regulation D offering and tied to energy exploration and production activities. There is adverse information associated […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Southern Star Storage Montrose II DST. This investment is a private real estate offering structured as a Delaware statutory trust and was marketed to investors seeking income, diversification, or potential 1031 exchange benefits. Adverse information […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to MRSC CO Aspen House DST. This investment is a private real estate offering that was marketed to investors seeking income and potential tax advantages through a 1031 exchange structure. In recent years, adverse information and […]

Investors potentially experienced sales practice violations by securities broker Randall Duggan [CRD: 5559097, Lynden, Washington], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Randall Duggan worked for Moloney Securities Co. Inc. from January 29, 2016, to December 5, 2025, and Moloney Securities Asset Management LLC from February 23, 2016, to December 5, […]

Investors might have sustained losses due to securities broker Sean Michael Flynn (also known as Michael Sean Flynn) [CRD: 1335032, Danvers, Massachusetts], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Flynn has worked for Commonwealth Financial Network as a broker since September 10, 1991, and as an investment adviser with the same firm […]