Next Financial Group’s Mark Lee Tevebaugh Allegedly Sold Bad Investments Mark Lee Tevebaugh (CRD#: 1567001, Indian Harbour Beach, Florida) is a general securities representative for Next Financial Group, Inc. According to person’s Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report, four customers have alleged that he engaged in sales practice violations. Check out the following summary […]

Title goes here Soreide Law Group is investigating possible claims on behalf of investors against brokers who sold them Washington Prime Group (NYSE: WPG). WPG, created in May 2014, describes itself as a retail real estate investment trust (REIT) and leader in owning, managing , acquiring and developing retail properties. Apparently, WPG couples an investment […]

Misconduct Facing J.P. Morgan Brokers Siu Chun  Soreide Law Group is investigating claims on behalf of investors who purchased investments through J.P. Morgan broker Siu Chun. Here are Siu Lun E. Chun’s disclosures regarding their alleged misrepresentation of investments: January 2, 2018 Complaint Against Siu Chun Siu Lun E. Chun (CRD#: 5665707, Flushing, New York) […]

H. Beck, Inc. Brokers Report Alleged Misconduct Affecting Customers H. Beck, Inc. (Rockville, Maryland) is an investment advisor registered with the Securities and Exchange Commission (SEC#: 31165) and brokerage firm regulated by Financial Industry Regulatory Authority (“FINRA”) (CRD#: 1763). As of January 2019, the firm has disclosed 18 regulatory events. Namely, those events concern a […]

Colony Credit Real Estate (NYSE: CLNC) Losses? Soreide Law Group is reviewing possible claims of unsuitability against brokers on behalf of investors who purchased Colony Credit Real Estate Inc. (NYSE: CLNC) because of their broker’s recommendations. CLNC is a commercial real estate credit real estate investment trust. It focuses on origination, acquisition, finance, and management […]

Customers Allege Misconduct By First Allied Securities Brokers Soreide Law Group is investigating claims on behalf of investors who may have been victim to sales practice violations committed by First Allied Securities, Inc. (CRD#: 32344, San Diego, California) brokers including Douglas Alexander and Kevin Vandyke. Here is a summary of customers’ complaints against those brokers: […]

Customers Raise Allegations Of Edward Jones Broker Misconduct Edward Jones – an investment adviser firm and brokerage firm regulated by both Financial Industry Regulatory Authority (“FINRA”) and Securities Exchange Commission (“SEC”) disclosed on its FINRA BrokerCheck Profile that on 71 occasions, the firm has been on the receiving end of a regulatory action for allegedly […]

The Financial Industry Regulatory Authority Inc. (FINRA) has barred DANIEL TODD LEVINE CRD#: 2874319 from acting as a broker or otherwise associating with a broker-dealer firm on January 8, 2019. According to FINRA’s BrokerCheck, without admitting or denying the findings, DANIEL TODD LEVINE consented to the sanction and to the entry of findings that he […]

Global Net Lease Inc. (NYSE: GNL) Losses? Global Net Lease Inc. (NYSE: GNL) Losses?   Soreide Law Group is investigating claims on behalf of investors who were sold Global Net Lease, Inc. (NYSE: GNL) from their broker. GNL – a Triple Net Lease real estate investment trust (REIT) –  is concentrated in the acquisition and […]