Investors apparently complained about securities broker David Kristopher Griffith [CRD: 3072664, Utica, New York], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Griffith has been registered with LifeMark Securities Corp. since May 12, 2015, and has also been registered with LifeMark Securities Corp. as a financial advisor since October 2, 2015. […]

Investors might have sustained losses due to securities broker Richard Stephen Pluta [CRD: 1232948, Greenwich, Connecticut], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pluta has been registered with Merrill Lynch since January 26, 1984, and has been registered as a financial advisor with the same firm since October 22, 1990. See the […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors concerning Inspired Senior Living of Fort Myers DST. Particularly, Inspired Senior Living of Fort Myers DST is a Delaware Statutory Trust (DST) private placement formed in 2022 and sponsored by Inspired Healthcare Capital. This Regulation D offering […]

Investors potentially experienced sales practice violations by securities broker Walter David Nagle (also known as Wally Nagle) [CRD: 2208043, Orland Park, Illinois], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nagle has worked for Ausdal Financial Partners Inc. since July 7, 2011. Investors are encouraged to continue reading to find out […]

Investors apparently complained about securities broker James Randall Pringle (also known as JR Pringle) [CRD: 1277121, Indian Harbour Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pringle worked for Wells Fargo Clearing Services LLC from June 22, 2005, to January 13, 2026. Investors should review the information below to learn more […]

Investors potentially incurred losses because of securities broker Matthew Joseph Augugliaro [CRD: 2494865, Huntington, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Augugliaro has worked for Allstate Financial Services LLC starting on September 10, 2014. See the following information to learn more about Augugliaro’s disclosures. Allstate Investor Accused Augugliaro […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors in regard to Inspired Senior Living of Eatonton DST. Specifically, Inspired Senior Living of Eatonton DST is a 1031 exchange-eligible Delaware Statutory Trust formed in 2025 to acquire senior housing-related real estate, and it was offered to […]

Investors potentially incurred losses because of securities broker Victor M. Torres (also known as Victor Torres-Hernandez) [CRD: 5919902, Fort Lauderdale, Florida], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Torres has been registered with Equitable Advisors LLC since October 23, 2018. Keep reading to find out more about Torres’s disclosures. Equitable […]

Investors potentially experienced sales practice violations by securities broker Kevin John Canfield [CRD: 2286759, Moosic, Pennsylvania], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Canfield has been registered with MML Investors Services LLC from March 25, 2017, to the present. Investors are encouraged to continue reading to discover more about Canfield’s […]