Investors potentially experienced sales practice violations by securities broker Kevin John Canfield [CRD: 2286759, Moosic, Pennsylvania], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Canfield has been registered with MML Investors Services LLC from March 25, 2017, to the present. Investors are encouraged to continue reading to discover more about Canfield’s disclosure history.
MML Investors Services LLC Investor Accused Canfield Of Omissions
Specifically, on December 12, 2025, a MML Investors Services LLC client filed FINRA Arbitration No. 25-00854 about Kevin Canfield. Mainly, the client alleged that Canfield failed to properly inform the client about a GMIB rider and account changes. For this reason, the client allegedly was deprived of a guaranteed income from their annuity. Therefore, the client requested compensation from MML Investors Services LLC or Canfield. This arbitration is ongoing.
Kevin Canfield Disclosed Misrepresentation Allegations By MSI Financial Services Inc. Client
Particularly, a client of MetLife Securities (MSI Financial Services Inc.) disputed Kevin Canfield’s sales practices by filing Civil Action No. 2017-00620 on July 12, 2018. Allegedly, Canfield made misrepresentations regarding the purchase of variable annuities. It appears that Canfield allegedly caused the client to sustain damages related to variable annuities. Consequently, the client sought compensation from MSI Financial Services Inc. or Canfield. This matter later settled on December 4, 2020, with monetary compensation of $8,500.
MSI Financial Services Inc. Investor Accused Canfield Of Violation Of Securities Laws
Notably, on January 13, 2016, an MSI Financial Services Inc. client filed Civil Action No. 2012-2044 about Kevin Canfield. Primarily, the client alleged that Canfield made misrepresentations and violated state securities laws regarding a recommendation to transfer an employer-maintained retirement account into investment accounts. Because of this, the client allegedly sustained damages. This matter settled on April 27, 2017, with monetary compensation of $36,000.
Did You Invest With Financial Advisor / Securities Broker Kevin Canfield?
Did you experience losses because of Kevin Canfield? Contact Soreide Law Group at (888) 760-6552 or online and speak to a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, our securities attorneys represent investors on a contingency fee arrangement and advance all costs. Canfield and brokerage firms Canfield worked for deny accusations of sales practice violations.
