Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013.” Huel Cox Jr. (CRD #1638341, Registered Principal, Phoenix, Arizona) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Cox consented to the […]

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013.” Scottie Brent Chitwood (CRD #4469472, Registered Representative, Estill Springs, Tennessee) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Chitwood consented to […]

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Glen W. Carnes (CRD #5486261, Registered Representative, Orange, California) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Carnes consented […]

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Robert John Beihoff (CRD #2986562, Registered Representative, Brookfield, Wisconsin) was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Beihoff consented […]

The following information was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013,” by Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552. Conrad Tambalo Bautista (CRD #1582353, Registered Representative, McKinney, Texas) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Bautista consented […]

The U.S. Securities and Exchange Commission (SEC), recently upheld a penalty which banned from the securities industry for life, Carl Birkelbach, now 72, the founder of now-defunct Chicago firm, Birkelbach Investment Securities Inc., for failing to supervise a broker who generated more than $1 million in commissions during 3-1/2 years in the early 2000s while […]

McMillan v. Newbridge Securities, FINRA ID #12-01880 (Boca Raton, FL, 6/24/2013) - Two clients recover $983,200, including damages and interest, against a broker who allegedly stole funds from numerous accounts. THE FOLLOWING IS FROM FINRA'S WEBSITE: CASE SUMMARY Claimants asserted the following causes of action: breach of fiduciary duty; negligence; negligent supervision; violation of Article […]

Did you invest in risky Tenants In Common ("TICs")? Soreide Law Group is currently investigating the following TICs: Westridge Executive Plaza, Gemini East West S, LLC, USA Tranquility Lakes Apartments, Covington Arbors Acquisition, and USA Matthews Corners. It has come to our attention that these investments may have been unsuitable or inappropriate for certain clients […]

Investors who contacted Soreide Law Group regarding this product have received quotes in the secondary market for as low as $5 per share for their CNL Lifestyle Properties shares. The Securities and Exchange Commission (SEC), has reported that CNL focused on lifestyle properties including: 23 ski and mountain lifestyle properties, 51 golf facilities, 52 senior […]