Investors potentially experienced sales practice violations by securities broker William Bernard Tunink (also known as Bill Tunink) [CRD: 2738224, West Des Moines, Iowa], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Tunink worked for LPL Financial LLC from October 29, 2021, to September 23, 2025, and for Avantax Investment […]

Investors apparently complained about securities broker Randy Redd [CRD: 4551799, Chandler, Arizona], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Randy Redd worked for LPL Financial LLC from March 18, 2004, to August 13, 2024. Keep reading to learn more about the disclosures regarding this broker. LPL Financial LLC Disaffiliated With Redd […]

The securities litigation team at SecuritiesLawyer.com is investigating potential fraud and preparing an Atlas Fund lawsuit investigation. We are looking into Atlas Fund Management LLC and its placement agent, Spartan Capital Securities. We want to speak with investors who bought these specific private funds: The Investigation: Did Atlas Fund Own the Shares? Brokers marketed these […]

Investors reportedly complained about securities broker John Kenyon Lang [CRD: 2830417, Scarsdale, New York], based on public information found on FINRA BrokerCheck. Evidently, Lang has worked for Park Avenue Securities LLC in Rye Brook, New York since May 3, 1999, and has also been registered as an investment adviser with the same firm in Scarsdale, […]

Investors potentially experienced sales practice violations due to securities broker Jeff W. Webb [CRD: 6486331, Denver, Colorado], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Webb has worked for Emerson Equity LLC since May 5, 2017, as a broker and since November 5, 2019, as an investment adviser. He also worked […]

Investors apparently complained about securities broker Patrick Wayne Norris [CRD: 5119082, Vero Beach, Florida], according to disclosures found on FINRA BrokerCheck. Evidently, Norris has worked for Fidelity Brokerage Services LLC since March 27, 2024, and Strategic Advisers LLC since March 31, 2025. His prior employment includes Fidelity Personal and Workplace Advisors from April 23, 2024, […]

Investors potentially experienced sales practice violations due to securities broker David Charles Heide (also known as Dave Heide) [CRD: 2112032, Palos Heights, Illinois], according to publicly available information on FINRA BrokerCheck. Evidently, David Heide has been registered with RBC Capital Markets LLC since November 1, 2016, where he works as both a broker and investment […]

When producers raise capital for a film, they are launching more than a creative project – they are underwriting a commercial asset expected to perform on a Hollywood stage. Behind every marquee film poster, festival debut, or IMAX trailer is a meticulously built capital structure designed to satisfy securities law, investor-protection optics, and studio-grade lender […]

Investors potentially incurred losses because of securities broker Daniel W. Ladner [CRD: 2932904, New York, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Daniel Ladner has been registered with UBS Financial Services Inc. since November 7, 2008. Read on to discover more about Daniel Ladner’s disclosures. UBS Financial Services Inc. […]