Investors reportedly complained about securities broker Andrew Spiro Pandis [CRD: 2928410, Forest Hills, New York], according to disclosures on FINRA BrokerCheck. Evidently, Pandis worked for Cetera Investment Services LLC from December 1, 2017, to July 24, 2025. Read on to discover more about the disclosures involving Pandis. Essex National Securities LLC Investor Accused Pandis Of […]

Investors reportedly complained about securities broker Michael Wayne Corrada [CRD: 709158, Richmond, Virginia], based on publicly available information Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Corrada worked for Coastal Equities Inc. from January 5, 2015, to September 12, 2019, and later for Center Street Securities Inc. from September 12, 2019, to December 3, 2020. Read […]

Investors potentially experienced sales practice violations due to securities broker Brian Lee Culver [CRD: 6392736, Kalamazoo, Michigan], based on disclosures on FINRA BrokerCheck. Evidently, Culver has been registered with Cambridge Investment Research Inc. since January 5, 2015, and with Cambridge Investment Research Advisors Inc. since October 28, 2015. Keep reading to learn more about the […]

Investors apparently complained about securities broker Fariba Zehtabian Madison [CRD: 1178259, Los Alamitos, California], based on publicly available information FINRA BrokerCheck. Evidently, Madison has been registered with Vanderbilt Securities LLC since June 4, 2025, and with Vanderbilt Advisory Services since June 6, 2025. Previously, she was associated with Western International Securities Inc. from November 19, […]

Investors reportedly complained about securities broker Rocco Gerard Guidicipietro (also known as Rocco Peters) [CRD: 2489732, Red Bank, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Guidicipietro has been registered with Alexander Capital L.P. since February 17, 2012. Keep reading to learn more about Guidicipietro’s disclosures and the disputes connected […]

Investors might have sustained losses due to securities broker Elaine Marie Zito [CRD: 2849238, Scottsdale, Arizona], according to disclosures on FINRA BrokerCheck. Evidently, Zito worked for Newbridge Securities Corporation from November 28, 2016, to November 1, 2019. Read on to discover more about the disclosures involving Zito. Newbridge Securities Corporation Investor Accused Zito Of Breach […]

Investors potentially experienced sales practice violations due to securities broker Timothy Eugene Brown (also known as Tim Brown) [CRD: 1663519, Winneconne, Wisconsin], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brown worked for Emerson Equity LLC in Encinitas, California, from August 31, 2016, to July 1, 2024, and is currently registered […]

Investors apparently complained about securities broker Solomon Tobal [CRD: 7643877, Hackensack, New Jersey], based on disclosures on FINRA BrokerCheck. Evidently, Tobal worked for Morgan Stanley from November 27, 2023, to August 20, 2025, and previously with VCP Financial LLC from February 13, 2023, to September 19, 2023. As of July 22, 2025, he has been […]

Investors reportedly complained about securities broker Robert Edward Ainbinder Jr. [CRD: 2389470, Boca Raton, Florida], based on disclosures on FINRA BrokerCheck. Evidently, Ainbinder worked for WestPark Capital Inc. from November 4, 2022, to January 11, 2023; Univest Securities LLC from June 22, 2020, to January 25, 2021; and WestPark Capital Inc. again from November 6, […]