MARAT LIKHTENSTEIN was barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm on 8/5/2024. He was previously registered both as a broker and as an investment advisor. He was a broker with OSAIC WEALTH INC of Brooklyn, New York from 11/02/2018 - 06/27/2024.  According to the FINRA report, without […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: LIFEMARK SECURITIES CORP.  (Respondent) The Claimants are both in their 70s and living in Florida. The Claimants were referred to LIFEMARK broker, JEFFREY SETH MORRISON (JEFFREY MORRISON, JEFFREY S MORRISON) on or about 2019. The lawsuit alleges that Morrison knew […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC. (Respondent) The Claimants are retirees living in Florida.  The Claimants were introduced to CENTAURUS’ former broker, DAVID BRUCE WHITE on or about 2016 when they were living in Michigan. The lawsuit states that the Claimants were looking […]

Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: COASTAL EQUITIES, INC., and their former registered representative, and JAMIE NOWAKOWSKI (Respondents). The Claimant is in his seventies, retired, and living in Connecticut. The lawsuit states that the Claimant was looking to generate a safe and stable income to sustain […]

JARRETT CARTER THOMAS (JARRETT THOMAS) was formerly registered as a broker with WELLS FARGO CLEARING SERVICES LLP of McClean, Virginia, from 03/27/2008 - 06/23/2023. Thomas was previously registered both as a broker and as an investment advisor. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JARRETT THOMAS was fined $7,500.00 and suspended […]

In a recent article in Agricultural Dive, they reported that Bowery Farming, Inc. is laying off 187 workers and reportedly closing operations. The indoor farming sector is struggling with financial setbacks and rising costs. The New York City-based company, according to Agricultural Dive, was once valued at $2.3 billion and backed by celebrities like Natalie Portman […]

On March 14, 2025, the Financial Industry Regulatory Authority (FINRA) barred MARTIN BARWIKOWSKI from acting as a broker or otherwise associating with a broker/dealer firm. MARTIN BARWIKOWSKI was listed with STIRLINGSHIRE INVESTMENTS of New York, New York from 12/06/2022 - 06/14/2024. According to the FINRA report, without admitting or denying FINRA’s findings, MARTIN BARWIKOWSKI consented […]

TORIAN D MITCHELL (TERRY MITCHELL, TORIAN DEVON MITCHELL, TORIAN MITCHELL), according to FINRA’s BrokerCheck, available to the public on FINRA’s website, was previously registered both as an investment advisor and as a broker.According to FINRA, TORIAN D MITCHELL was in the securities industry for 5 years and was listed with 4 firms.  The most recent […]

KURT EDWARD STAHL (KURT E STAHL, KURT STAHL) is currently a financial advisor with AE WEALTH MANAGEMENT, LLC of Lakewood Ranch, Florida.  He has been with this firm since 5/10/2017. Kurt Stahl was previously registered as a broker and financial advisor with BERTHEL FISHER & COMPANY FINANCIAL SERVICES INC of Sarasota, Florida, according to the […]