On March 14, 2025, the Financial Industry Regulatory Authority (FINRA) barred MARTIN BARWIKOWSKI from acting as a broker or otherwise associating with a broker/dealer firm. MARTIN BARWIKOWSKI was listed with STIRLINGSHIRE INVESTMENTS of New York, New York from 12/06/2022 - 06/14/2024. According to the FINRA report, without admitting or denying FINRA’s findings, MARTIN BARWIKOWSKI consented […]

TORIAN D MITCHELL (TERRY MITCHELL, TORIAN DEVON MITCHELL, TORIAN MITCHELL), according to FINRA’s BrokerCheck, available to the public on FINRA’s website, was previously registered both as an investment advisor and as a broker.According to FINRA, TORIAN D MITCHELL was in the securities industry for 5 years and was listed with 4 firms.  The most recent […]

KURT EDWARD STAHL (KURT E STAHL, KURT STAHL) is currently a financial advisor with AE WEALTH MANAGEMENT, LLC of Lakewood Ranch, Florida.  He has been with this firm since 5/10/2017. Kurt Stahl was previously registered as a broker and financial advisor with BERTHEL FISHER & COMPANY FINANCIAL SERVICES INC of Sarasota, Florida, according to the […]

ADAM EDWARD BRUNIN (ADAM E BRUNIN, ADAM BRUNIN) is currently registered as an investment advisor with Navigation Wealth Management of Ft. Collins, Colorado since 4/5/2016. ADAM E BRUNIN was previously registered as a broker with Sigma Financial Corporation of Ft. Collins, Colorado from 11/08/2005 - 02/22/2016, and as an investment advisor with SPC of Ft. […]

WILLIAM WORTHEN KING (WILLIAM W KING, BILL KING) was recently fined $5,000.00 and suspended for 30 days by FINRA.  According to FINRA’s BrokerCheck, available to the public on FINRA’s website, WILLIAM W KING was previously registered both as a broker and as an investment advisor and is not currently registered with any FINRA firm. King was […]

RUSSELL EDWARD FIEGER (RUSS FIEGER, RUSSELL E FIEGER), according to FINRA’s BrokerCheck, available to the public on FINRA’s website, is currently registered as a a financial advisor with COLORADO FINANCIAL SERVICE CORPORATION of OVERLAND  PARK, KANSAS since 4/25/2024, and as a broker with CORNERSTONE SECURITIES LLC of OVERLAND PARK, KANSAS since 5/19/2006. Fieger was also […]

In a recent article from InvestmentNews, Bruce Kelly writes that a three-person FINRA arbitration panel awarded $92.2 million in damages to a group of nine investors in a high-risk trading strategy linked to a financial advisor shorting shares of Tesla Inc. The panel found UBS Financial Services liable for $69.1 million, or 75 percent the […]

MICHAEL FELIX GRECO (MICHAEL F GRECO) is currently registered as a broker with MML INVESTORS SERVICES, LLC of Coral Springs, Florida.  According to FINRA’s BrokerCheck, available to the public on FINRA’s website, Greco has been with MML since 4/6/2006.  MICHAEL F GRECO, according to BrokerCheck, has been in the securities industry for 41 years and […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Joseph Dewey Jackson (also known as Joe Jackson, Joey Jackson) [CRD#: 2351290, Fayetteville, North Carolina]. With over 31 years of experience, Jackson has been affiliated with ten different firms, currently operating as a General Securities Principal and Investment Adviser Representative at Capital Investment Group, […]