Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: LPL FINANCIAL LLC (Respondent). According to the lawsuit, the Claimant was solicited by the Respondent’s Financial Advisor, MARIO BRIAN BARONE (MARIO B BARONE), to invest in a speculative non-traded REIT now known as Pacific Oak Strategy Opportunity REIT. The lawsuit […]

Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: EMERSON EQUITY LLC, and their registered representative, JOSHUA DAVID CHAPIN (JOSHUA D CHAPIN) (Respondents). The Claimant is retired and living in Florida. On or about November of 2021, the Claimant sold an apartment building and was interested in spending less […]

Soreide Law Group was contacted by an investor who experienced losses in Versity Investments DSTs (Delaware Statutory Trusts) allegedly due to the recommendation of former EMERSON EQUITY LLC of Menomonee Falls, Wisconsin, broker/investment advisor, JEFFREY DONALD NOARD (JEFFREY D NOARD). Before Emerson Equity, Noard was registered with CABOT LODGE SECURITIES LLC of Menomonee Falls, Wisconsin, […]

EDWARD L TURLEY (ED TURLEY, EDWARD LAWRENCE TURLEY) was barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm.  The last firm Turley was registered with was JP MORGAN SECURITIES LLC of San Francisco, California, from 04/23/2009 - 09/16/2021. EDWARD L TURLEY was previously registered both as a broker and […]

Soreide Law Group has been contacted by investors who purchased GWG L Bonds due to the alleged recommendation of broker/investment advisor, THOMAS CAINE SHULTZ (THOMAS C SHULTZ). Schultz has been registered as a broker with REALTA EQUITIES, INC of Phoenix, Arizona, and Franklin, Tennessee, since 7/2/2023, and as an investment advisor with REALTA INVESTMENT ADVISORS, […]

Did Your Broker Recommend a Non-Traded BDC? Major Redemption Problems Are Emerging in 2026 Non-traded BDC redemption losses are becoming a serious concern for investors. If your financial advisor or broker recommended that you invest in a non-traded Business Development Company (BDC) such as Blackstone's BCRED, Blue Owl, KKR, Apollo, or Ares Capital, you may […]

Soreide Law Group, based in South Florida, has filed a FINRA arbitration on behalf of our client (Claimant) against: EQUITABLE ADVISORS, LLC. (Respondent). The Claimant resides in Florida and was formerly with Broker, VICTOR M TORRES, previously registered with EQUITABLE ADVISORS, LLC. VICTOR M TORRES’ employment with the Respondent ended on March 30, 2026, allegedly […]

Brokers and financial advisors sold interests in Green Lake Real Estate Fund LLC to investors who now face significant losses after the fund abruptly suspended dividend payments and canceled all share redemptions in January 2026. If your broker or financial advisor recommended this investment, you may have legal options. What Is Green Lake Real Estate […]

BRIAN JENSEN NELSON (BRIAN J NELSON) has been registered as a broker with EMERSON EQUITY LLC of Mission Viejo, California, since 12/2/2013.  Soreide Law Group has been contacted by clients of Jensen’s who have experienced investment losses in DSTs due to his alleged recommendations. Delaware Statutory Trusts (DSTs), according to the Kiplinger definition, are legal entities […]