EDWARD L TURLEY (ED TURLEY, EDWARD LAWRENCE TURLEY) was barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm.  The last firm Turley was registered with was JP MORGAN SECURITIES LLC of San Francisco, California, from 04/23/2009 - 09/16/2021. EDWARD L TURLEY was previously registered both as a broker and […]

Soreide Law Group has been contacted by investors who purchased GWG L Bonds due to the alleged recommendation of broker/investment advisor, THOMAS CAINE SHULTZ (THOMAS C SHULTZ). Schultz has been registered as a broker with REALTA EQUITIES, INC of Phoenix, Arizona, and Franklin, Tennessee, since 7/2/2023, and as an investment advisor with REALTA INVESTMENT ADVISORS, […]

Did Your Broker Recommend a Non-Traded BDC? Major Redemption Problems Are Emerging in 2026 Non-traded BDC redemption losses are becoming a serious concern for investors. If your financial advisor or broker recommended that you invest in a non-traded Business Development Company (BDC) such as Blackstone's BCRED, Blue Owl, KKR, Apollo, or Ares Capital, you may […]

Soreide Law Group, based in South Florida, has filed a FINRA arbitration on behalf of our client (Claimant) against: EQUITABLE ADVISORS, LLC. (Respondent). The Claimant resides in Florida and was formerly with Broker, VICTOR M TORRES, previously registered with EQUITABLE ADVISORS, LLC. VICTOR M TORRES’ employment with the Respondent ended on March 30, 2026, allegedly […]

Brokers and financial advisors sold interests in Green Lake Real Estate Fund LLC to investors who now face significant losses after the fund abruptly suspended dividend payments and canceled all share redemptions in January 2026. If your broker or financial advisor recommended this investment, you may have legal options. What Is Green Lake Real Estate […]

BRIAN JENSEN NELSON (BRIAN J NELSON) has been registered as a broker with EMERSON EQUITY LLC of Mission Viejo, California, since 12/2/2013.  Soreide Law Group has been contacted by clients of Jensen’s who have experienced investment losses in DSTs due to his alleged recommendations. Delaware Statutory Trusts (DSTs), according to the Kiplinger definition, are legal entities […]

DAVID LESLIE LONG JR (DAVID L LONG JR, DAVID L LONG) was previously registered both as a broker and as an investment advisor. Long was most recently registered as a broker with EDWARD JONES of Redmond, Washington, from 12/05/2024 - 03/11/2026.  Before EDWARD JONES, DAVID L LONG JR was registered with FORESTERS EQUITY SERVICES INC […]

EJIRO ODE OKUMA (EJ ODE OKUMA, EJIRO O OKUMA) was barred by the SEC from acting as a broker or investment advisor or otherwise associating with firms that sell securities or provide investment advice to the public. Also, FINRA barred EJIRO O OKUMA from acting as a broker or otherwise associating with a broker/dealer firm. […]

RYAN DAVID FINCH (RYAN D FINCH) has been registered with EMERSON EQUITY LLC of Greenwood Village, Colorado, both as an investment advisor and as a broker since 2020.  He was previously registered also as an investment advisor and broker with COLORADO FINANCIAL SERVICE CORPORATION of Greenwood Village, Colorado. According to FINRA’s BrokerCheck, available to the […]