Investors might have sustained losses due to securities broker Ronald Norman York Jr. [CRD: 4308987, Wall, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. York worked for Triad Advisors LLC from March 21, 2014, to April 30, 2019, and he has been registered with Arkadios Capital and Arkadios Wealth Advisors since […]

Fariba Z Madison (Fariba Zehtabian Madison, Fariba Zehtabian) is currently registered as an investment advisor and as a broker with VANDERBILT SECURITIES, LLC of Los Alamitos, California since June of 2025. Madison was previously registered both as a broker and investment advisor with WESTERN INTERNATIONAL of Los Alamitos, California from November of 2012 – June […]

Soreide Law Group, based in Florida, has been contacted by investors who have experienced DST losses due to the alleged recommendations broker, EHUD GERSTEN (Ehud NA Gersten, Gersten Ehud), currently registered as a broker with CONCORDE INVESTMENT SERVICES, LLC of Ann Arbor, Michigan since 8/19/2025. One of the firms Gersten was previously registered with was EMERSON […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: CRAFT CAPITAL MANAGEMENT LLC, and their registered representative, WILLIAM J LODICO (BILLY LODICO, WILLIAM JOSEPH LODICO III, WILLIAM JOSEPH LODICO) (Respondents). The Claimant lives in Georgia, and in February of 2025, CRAFT CAPITAL broker, WILLIAM J LODICO, allegedly cold called […]

Soreide Law Group based in Pompano Beach, Florida, has been contacted by investors experiencing losses in DST Versity-Inspire, and DST Astoria At Celebration.  Allegedly, these investors were recommended purchasing these products by JAMES DWIGHT MCPHERSON (JAMES D MCPHERSON, JAY D MCPHERSON), currently with EMERSON EQUITY LLC of San Mateo, California.  McPherson has been registered as […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: KESTRA INVESTMENT SERVICES LLC (Respondent). The lawsuit states that the Claimant and family have a long history of investing with the KESTRA INVESTMENT SERVICES Financial Advisor, MARK D YADRON, which dates back to his prior firm. The lawsuit alleges that […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against:  GREAT POINT CAPITAL LLC, and their registered representative, PETER CHERNIN (Respondents). The Claimants reside in Florida and New York. Due to health and age-related issues, the Claimants wanted to invest $2.6 million they received from the sale of real estate […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: MORGAN STANLEY (Respondent). The Claimant resides in Washington state and is employed by Meta/Facebook. On or about 2021, according to the lawsuit, the Respondent pitched the Claimant the Meridian Group an internal management team at MORGAN STANLEY that specializes in […]

Did your broker/dealer or financial advisor recommend Hedgehog Investments LLC? The Utah Division of Securities issued a cease-and-desist order to Lehi-based Hedgehog Investments LLC, following allegations that the company and its subsidiaries were not licensed to sell securities and had been allegedly operating a classic Ponzi scheme. According to an article from the Salt Lake […]