DAVID LESLIE LONG JR (DAVID L LONG JR, DAVID L LONG) was previously registered both as a broker and as an investment advisor. Long was most recently registered as a broker with EDWARD JONES of Redmond, Washington, from 12/05/2024 - 03/11/2026.  Before EDWARD JONES, DAVID L LONG JR was registered with FORESTERS EQUITY SERVICES INC […]

EJIRO ODE OKUMA (EJ ODE OKUMA, EJIRO O OKUMA) was barred by the SEC from acting as a broker or investment advisor or otherwise associating with firms that sell securities or provide investment advice to the public. Also, FINRA barred EJIRO O OKUMA from acting as a broker or otherwise associating with a broker/dealer firm. […]

RYAN DAVID FINCH (RYAN D FINCH) has been registered with EMERSON EQUITY LLC of Greenwood Village, Colorado, both as an investment advisor and as a broker since 2020.  He was previously registered also as an investment advisor and broker with COLORADO FINANCIAL SERVICE CORPORATION of Greenwood Village, Colorado. According to FINRA’s BrokerCheck, available to the […]

Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: ARKADIOS CAPITAL and their former registered representative, EHUD GERSTEN (Respondents). The Claimant lives in Florida and was looking to invest proceeds from the sale of family property that was sold in 2023. The Claimant was looking for safe investments that […]

ANDREW JOSEPH EGBER (ANDREW J EGBER, ANDY EGBER) was permanently barred by FINRA on 4/26/2024 from acting as a broker or otherwise associating with a broker/dealer firm. Without admitting or denying FINRA’s findings, ANDREW J EGBER consented to the sanction and to the entry of findings that he allegedly refused to produce information and documents […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: EMERSON EQUITY LLC, and their former registered representative, EHUD GERSTEN (Respondents). The Claimants owned property for many years that had been used as farmland.  The Claimants eventually sold the property with hopes of passing on the proceeds to future generations. […]

ROBERT SETTIMIO CUPELLO (ROBERT S CUPELLO) has been suspended and fined $5,000.00 by FINRA for allegedly recommending six variable annuity exchanges to elderly clients without a reasonable basis to believe that the transactions were suitable.  This allegedly occurred between July 2021 and December 2022. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, […]

DARRYL MATTHEW COHEN (DARRYL M COHEN) previously registered both as a broker and as an investment advisor, was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm in December of 2021. Cohen was last registered with MORGAN STANLEY of Westlake Village, California from 06/05/2015 - 04/08/2021. According to FINRA’s […]

ANDREW THOMAS ROBERSON (ANDREW T ROBERSON, ANDY ROBERSON) is currently registered both as a broker and as an investment advisor with EMERSON EQUITY LLC of San Mateo, California since August of 2025. He was previously listed with PARK AVENUE SECURITIES LLC of San Ramon, California, also as a broker and as an investment advisor, from […]