Soreide Law Group is investigating possible investor claims against securities broker Carlos Leston (also known as Jose Carlos Leston) (CRD: 3021614, Weehawken, New Jersey). Notably, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Leston failed to provide information and documents to FINRA when it investigated potential FINRA rule violations. Here is […]

SHAHAB SEYEDSHAHAB TAGNAVIDINANI (SHAHAB TAGHAVIDINANI, SEAN TAG, SEAN TAGHAVI, SEAN S TAGNAVIDINANI) was fined $5,000 and suspended for 45 days by the Financial Industry Regulatory Authority (FINRA) for allegedly trading in a deceased client’s non-discretionary account. According to the FINRA report, Shahab TagnaviDinani, without admitting or denying FINRA’s findings,  consented to the sanctions and to […]

TYLER MICHAEL RIGSBEE (Tyler Rigsbee), a former Wells Fargo of Sacramento, California, financial advisor, was sentenced to two years in prison for misappropriating funds from elderly bank customers from approximately 2016 to 2021. According to the US Attorney’s Office for the Eastern District of California, Rigsbee, who is from Cameron Park, California, transferred $113,160 from […]

Joseph Orazio DeGregorio, a former broker from the New Jersey/New York area was ordered by the U.S. District Court for the Eastern District of New York to repay more than $1 million in ill-gotten gains. DeGregorio was civilly charged by the SEC with defrauding elderly clients according to a recent article in Financial Advisor. Degregorio was […]

The Financial Industry Regulatory Authority (FINRA) has fined Centaurus Financial and one of its former registered representatives, DONNIE EUGENE INGRAM (DON INGRAM, DONNIE E INGRAM) and ordered them to pay over $840,000.  Centaurus Financial agreed to a censure and $50,000 fine. DONNIE E INGRAM agreed to a six-month suspension and a $15,000 fine, according to […]

Soreide Law Group is currently investigating on behalf of our clients:  OTTO RAMON BOHON JR. (OTTO R BOHON JR, OTTO BOHON). Soreide Law Group has also filed a lawsuit involving BOHON on behalf of a retiree who was sold $100.000.00 worth of GWG bonds. OTTO R BOHON JR was previously registered both as a broker […]

Soreide Law Group has filed a FINRA arbitration (FINRA CASE NO. 23-01155) on behalf of our clients (Claimants) against: PEACHCAP SECURITIES, INC., and their registered representative, JOHN MATEYKO (JOHN R MATEYO) (Respondents). The Claimants are a married couple living in Illinois. The Claimants opened an account with PEACHCAP broker, JOHN R MATEYKO, on or about […]

Japanese investors purchased approximately 140 billion yen ($1 billion) of Credit Suisse Group AG’s bonds which were written off last month when the Swiss bank was suddenly sold, according to a recent article in Bloomberg.  The Credit Suisse Additional Tier 1 (AT1) bond holders in Japan are suffering devastating losses. The AT1 bonds lost all […]

Soreide Law Group has been contacted by investors regarding the broker/financial advisor currently with PEACHCAP SECURITIES INC. of Serenbe, Georgia, JOHN R MATEYKO. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN R MATEYKO, has been listed in the securities industry for 19 years and has been listed with 10 firms.  He […]