Investors might have sustained losses due to securities broker Marc Charles Koch [CRD: 4978078, New York, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Koch worked for Morgan Stanley from March 30, 2023, to the present, First Republic Investment Management Inc. from November 7, 2022, to April 25, 2023, and J.P. Morgan Securities LLC from October 16, 2015, to November 6, 2022. See the following information to discover more about the disclosures involving this securities broker.
Evidently, on December 18, 2025, a J.P. Morgan Securities LLC client filed FINRA Arbitration No. 25-02768 about Marc Koch. Mainly, the client alleged that Koch made unsuitable recommendations involving real estate securities. For this reason, the investor allegedly sustained damages. Therefore, the client requested $1,000,000 in compensation from J.P. Morgan Securities LLC or Koch. BrokerCheck shows that this arbitration awaits a resolution.
Additionally, a client of J.P. Morgan Securities LLC disputed Marc Koch’s sales practices, according to a complaint dated March 11, 2024. Allegedly, Koch made misrepresentations concerning mutual funds. It appears that Koch allegedly caused the client to suffer damages. Consequently, the client sought compensation from J.P. Morgan Securities LLC or Koch. This matter was denied on May 21, 2024.
Are you concerned about investments you made through Marc Koch? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for many investors throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Koch and brokerage firms Koch worked for deny any accusations of sales practice violations.
JOHN LAWRENCE ALEX (JOHN L ALEX) has been registered both as a broker and financial advisor with MORGAN STANLEY of Morristown, New Jersey, since11/15/2011. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN L ALEX has 36 years of experience in the securities industry and has been registered with 4 firms. Alex […]
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
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