Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Investors might have sustained losses due to securities broker Marc Charles Koch [CRD: 4978078, New York, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Koch worked for Morgan Stanley from March 30, 2023, to the present, First Republic Investment Management Inc. from November 7, 2022, to April 25, 2023, and J.P. Morgan Securities LLC from October 16, 2015, to November 6, 2022. See the following information to discover more about the disclosures involving this securities broker.
Evidently, on December 18, 2025, a J.P. Morgan Securities LLC client filed FINRA Arbitration No. 25-02768 about Marc Koch. Mainly, the client alleged that Koch made unsuitable recommendations involving real estate securities. For this reason, the investor allegedly sustained damages. Therefore, the client requested $1,000,000 in compensation from J.P. Morgan Securities LLC or Koch. BrokerCheck shows that this arbitration awaits a resolution.
Additionally, a client of J.P. Morgan Securities LLC disputed Marc Koch’s sales practices, according to a complaint dated March 11, 2024. Allegedly, Koch made misrepresentations concerning mutual funds. It appears that Koch allegedly caused the client to suffer damages. Consequently, the client sought compensation from J.P. Morgan Securities LLC or Koch. This matter was denied on May 21, 2024.
Are you concerned about investments you made through Marc Koch? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for many investors throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Koch and brokerage firms Koch worked for deny any accusations of sales practice violations.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
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