Investors might have sustained losses due to securities broker Marc Charles Koch [CRD: 4978078, New York, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Koch worked for Morgan Stanley from March 30, 2023, to the present, First Republic Investment Management Inc. from November 7, 2022, to April 25, 2023, and J.P. Morgan Securities LLC from October 16, 2015, to November 6, 2022. See the following information to discover more about the disclosures involving this securities broker.
Evidently, on December 18, 2025, a J.P. Morgan Securities LLC client filed FINRA Arbitration No. 25-02768 about Marc Koch. Mainly, the client alleged that Koch made unsuitable recommendations involving real estate securities. For this reason, the investor allegedly sustained damages. Therefore, the client requested $1,000,000 in compensation from J.P. Morgan Securities LLC or Koch. BrokerCheck shows that this arbitration awaits a resolution.
Additionally, a client of J.P. Morgan Securities LLC disputed Marc Koch’s sales practices, according to a complaint dated March 11, 2024. Allegedly, Koch made misrepresentations concerning mutual funds. It appears that Koch allegedly caused the client to suffer damages. Consequently, the client sought compensation from J.P. Morgan Securities LLC or Koch. This matter was denied on May 21, 2024.
Are you concerned about investments you made through Marc Koch? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for many investors throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Koch and brokerage firms Koch worked for deny any accusations of sales practice violations.
Investors might have sustained losses due to securities broker Marc Charles Koch [CRD: 4978078, New York, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Koch worked for Morgan Stanley from March 30, 2023, to the present, First Republic Investment Management Inc. from November 7, 2022, to April 25, […]
Investors potentially incurred losses because of securities broker Stephen Charles Newell Hlibok (also known as Stephen Hlibok and Steve Hlibok) [CRD: 1728900, Columbia, Maryland], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hlibok worked for Merrill Lynch Pierce Fenner Smith Incorporated from September 25, 1987, to the present as a broker, and from […]
Investors apparently complained about securities broker William Brian Candler [CRD: 2802438, Overland Park, Kansas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Candler worked for Cabin Securities Inc. since March 3, 2006, JCC Capital Markets LLC since August 11, 2016, and Cabin Advisors LLC since January 31, 2022. Read on to […]
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