Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: CETERA INVESTMENT SERVICES, LLC, and their registered representative, THOMAS DAVID BRUNT (THOMAS D BRUNT) Respondents. The Claimant is retired and living in Tennessee.  The Claimant and his wife were looking for conservative investments to sustain them through retirement. He had […]

Investors have come forward with complaints about securities broker Emilio Guajardo Jr. (CRD:  4871764, The Woodlands, TX). Evidently, the securities broker, who worked for BBT Securities LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, BBT Securities LLC clients allege that Guajardo made misrepresentations. For more on these disclosures about Guajardo, see […]

Soreide Law Group is investigating Fariba Zehtabian Madison (Fariba Zehtabian) a broker/financial advisor currently listed with WESTERN INTERNATIONAL SECURITIES, INC. of Los Alamitos, California since 2012. It was brought to our attention that Fariba Zehtabian Madison had allegedly sold GWG bonds to clients. GWG filed for Chapter 11 bankruptcy in April, 2022.  GWG Bonds carry […]

Soreide Law Group filed a FINRA arbitration on behalf of our client (Claimant) against: AUSDAL FINANCIAL PARTNERS, INC. andAMERICAN TRUST INVESTMENT SERVICES, INC.(Respondents) The Claimant is 70 years old and resides in Illinois. The Claimant maintained accounts with the Respondents, and brings this claim, the lawsuit alleges, as the result of the Respondents’ mismanagement of […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: KATALYST SECURITIES, LLC, and their former registered representative, PETER K JANSSEN (Respondents). The lawsuit alleges that in 2017, KATALYST SECURITIES broker, PETER K JANSSEN convinced the Claimant to invest her life savings of $94,930.40 into a crypto venture in digital […]

Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: RAYMOND JAMES & ASSOCIATES, INC., and their registered representative, RAYMOND SARDINA (Respondents). The Claimant is in his late sixties and resides in Venezuela. The Claimant’s previous broker had left RAYMOND JAMES and he was assigned to RAYMOND SARDINA. According to […]

Soreide Law Group is investigating possible investor claims against securities broker Brandon Tatarevich [CRD: 4694264, Fort Worth, Texas]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for J.P. Morgan Securities LLC. For example, clients alleged unsuitable recommendations. Here is a brief summary of […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against EDWARD JONES (Respondent). The Claimant resides in Louisiana and has maintained her investment accounts through Edward Jones with financial advisor, Tyler Gugliuzza. The lawsuit alleges that the Respondent understood that the Claimant is planning on retiring in 2023. Edward Jones’ […]

Soreide Law Group is investigating possible investor claims against securities broker Michael Ohlemacher AKA Michael Burton Ohlemacher [CRD#: 5759091, Maumee, OH]. Evidently, FINRA sanctioned the securities broker, who worked for WS Brokerage Services. Allegedly, Ohlemacher engaged in an undisclosed outside business activity. Here is a brief summary FINRA’s allegations against Ohlemacher. FINRA Sanctions WS Brokerage […]