Chad Noble Facing FSC Securities Client Arbitration Claim Re: Unsuitable Advice

Investors apparently complained about securities broker Chad Anthony Noble [CRD: 4774817, The Villages, Florida], according to disclosures on FINRA BrokerCheck. Evidently, Noble worked for Ameriprise Financial Services LLC from August 15, 2018, to July 24, 2025. Read below for details about the disclosures concerning Noble.

FSC Securities Corporation Investor Accused Noble Of Unsuitable Recommendations

Evidently, on January 31, 2025, an FSC Securities Corporation client filed FINRA Arbitration No. 25-00227 about Chad Noble. Primarily, the client alleged that Noble made unsuitable recommendations and overconcentrated accounts involving real estate securities. Because of this, the investor allegedly incurred damages connected to those products. As a result, the client requested $90,000 in compensation from FSC Securities Corporation or Noble. It appears that this arbitration is pending a resolution.

Chad Noble Disclosed Misrepresentation Allegations By Securities America Inc. Client

Specifically, a client of Securities America Inc. contested Chad Noble’s sales practices, according to a complaint dated December 16, 2010. Allegedly, Noble made misrepresentations of material fact concerning real estate securities. It appears that Noble allegedly caused the client to sustain damages. Consequently, the client sought compensation from Securities America Inc. or Noble in the amount of $11,313.71 in this matter. However, the firm denied the client’s complaint.

National Planning Corporation Investor Accused Noble Of Unauthorized Trading

Also, on November 24, 2009, a National Planning Corporation client filed a complaint about Chad Noble. Mainly, the client alleged that Noble engaged in unauthorized trading involving variable annuities. For this reason, the client allegedly sustained damages linked to those products. Therefore, the client requested $8,968.98 in compensation from National Planning Corporation or Noble. However, this complaint closed without a resolution.

Did You Sustain Losses Because Of Financial Advisor / Securities Broker Chad Noble?

Are you concerned regarding investments you made with Chad Noble? Contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Noble and brokerage firms Noble worked for deny accusations of sales practice violations.